Northside Capital Management Llc
- Regulatory AUM
- $6.9B
- Discretionary
- $2.1B
- Clients
- 60
- Avg AUM / client
- $116M
- Accounts
- 757
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 60 | $6.9B | 100.0% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Hugh Phillips | Chief Compliance Officer | CFP Personal Financial Specialist | May 2002 (24y) | Less than 5% |
| Dewolfe, Donald, James | Co Trustee Dewolfe Trust | May 2019 (7y) | ≈ 7.5% – 25% via Northside Employee Holdings, Llc | |
| Cheston, Morris | Director | Apr 2024 (2y) | 5% – 10% | |
| Dewolfe, Eva, Betty | Co Trustee Dewolfe Trust | Apr 2024 (2y) | 25% – 50% | |
| Patricia Carmel Gooch | Registered representative | Feb 2005 (21y) | ||
| Alexander Beckman Mcculloch | Registered representative | Nov 2025 (1y) | ||
| Alana Mag | Registered representative | CFA | May 2026 (0y) | |
| Diane Banta | Registered representative | Jun 2026 (0y) | ||
| Keith George Lister | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rosemont Investment Group, Llc | Class A Member Director | Apr 2024 | A | 25% – 50% |
| Dewolfe Trust | Class A Member | Apr 2024 | A | 25% – 50% |
| Northside Employee Holdings, Llc | Class B Member | May 2019 | A | 10% – 25% |
| Markel Ventures, Inc. | Member | Jun 2018 | B | ≈ 18.75% – 50% via Rosemont Investment Group, Llc |
| Markel Group, Inc. | Member | Nov 2005 | B | ≈ 14.06% – 50% via Markel Ventures, Inc. |
Estimated effective ownership (look-through of filed bands):
- Dewolfe, Donald, James: 75% – 100% of Northside Employee Holdings, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
- Markel Ventures, Inc.: 75% – 100% of Rosemont Investment Group, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Markel Group, Inc.: 75% – 100% of Markel Ventures, Inc. × 75% – 100% of Rosemont Investment Group, Llc × 25% – 50% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.2B (17% of AUM) Mar 2026
- National Financial Services (Fidelity) $840M (12% of AUM) Mar 2026
- BNY Mellon $607M (15% of AUM) Mar 2019
- Wells Fargo $439M (11% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗