AUMdb

Diamant Asset Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107788 · SEC file 801-28801 · Ridgefield, CT · WWW.PORTFOLIOADVISOR.COM
☆ Save with Pro ADV data as of Mar 24, 2026
Regulatory AUM
$212M
Discretionary
$212M
Clients
59
Avg AUM / client
$3.6M
Accounts
59
Employees
3

AUM over time

$132M $234M
Feb 28, 2012 Mar 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026

Investments (13F portfolio — 76 positions, $137,246,426)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Apple Inc Com COM $26,614,323 26,614,323 19.4% 12.6%
2 Alphabet Inc Cap Stk Cl A COM $9,291,926 9,291,926 6.77% 4.39%
3 Visa Inc Com Cl A COM $7,332,947 7,332,947 5.34% 3.47%
4 Microsoft Corp Com COM $6,810,388 6,810,388 4.96% 3.22%
5 Costco Wholesale Corporation Com COM $6,726,899 6,726,899 4.9% 3.18%
6 Johnson & Johnson Com COM $4,473,008 4,473,008 3.26% 2.11%
7 Leidos Holdings Inc Com COM $4,156,784 4,156,784 3.03% 1.97%
8 Progressive Corp Com COM $4,068,876 4,068,876 2.96% 1.92%
9 Lincoln Elec Hldgs Inc Com COM $3,839,568 3,839,568 2.8% 1.82%
10 Tjx Cos Inc New Com COM $3,779,983 3,779,983 2.75% 1.79%
11 Abbvie Inc Com COM $3,671,231 3,671,231 2.67% 1.74%
12 Pepsico Inc Com COM $3,586,423 3,586,423 2.61% 1.7%
13 Caterpillar Inc Com COM $3,140,603 3,140,603 2.29% 1.48%
14 Mcdonalds Corp Com COM $2,596,340 2,596,340 1.89% 1.23%
15 Colgate Palmolive Co Com COM $2,359,166 2,359,166 1.72% 1.12%
16 Home Depot Inc Com COM $2,342,026 2,342,026 1.71% 1.11%
17 Walmart Inc Com COM $2,259,410 2,259,410 1.65% 1.07%
18 Honeywell Intl Inc Com COM $2,197,464 2,197,464 1.6% 1.04%
19 Exxon Mobil Corp Com COM $2,183,864 2,183,864 1.59% 1.03%
20 Merck & Co Inc Com COM $2,068,387 2,068,387 1.51% 0.98%
21 Nike Inc Cl B COM $1,879,124 1,879,124 1.37% 0.89%
22 Ulta Beauty Inc Com COM $1,474,042 1,474,042 1.07% 0.7%
23 Procter & Gamble Co Com COM $1,241,173 1,241,173 0.9% 0.59%
24 Chevron Corporation Com COM $1,095,949 1,095,949 0.8% 0.52%
25 Verizon Communications Inc Com COM $1,089,842 1,089,842 0.79% 0.52%

Top 25 of 76 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 59 $205M 96.9%
Pension and profit sharing plans 0 $4.1M 1.96%
Charitable organizations Fewer than 5 clients $2.5M 1.19%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Herbert Arthur Diamant President, Chief Compliance Officer Oct 1986 (40y) 75% or more
Diamant, Lisette Vice President Jun 2020 (6y) Less than 5%
Sheila Morgan Registered representative Feb 2021 (6y)
Jeffrey Lee Speight Registered representative Dec 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/24/2026 914 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.

View current Form ADV (SEC/IAPD) ↗