AUMdb

Claremont Financial Group,Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107806 · SEC file 801-57506 · Claremont, CA · WWW.CLAREMONTFINANCIAL.COM
☆ Save with Pro ADV data as of Jul 21, 2026
Regulatory AUM
$140M
Discretionary
$136M
Clients
275
Avg AUM / client
$509K
Accounts
540
Employees
4

AUM over time

$91.3M $140M
Mar 28, 2012 Jul 21, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 21, 2026

Investments (13F portfolio — 34 positions, $23,401)

13F period Mar 31, 2022
#IssuerClassValueShares% of 13F% of AUM
1 Vanguard Ftse Developed Markets Etf Exchange Traded Fund $7,107 149,581 30.4% 0.01%
2 Spdr Gold Shares Exchange Traded Fund $3,978 22,057 17.0% 0.0%
3 I Shares Core S&P Mid Cap Exchange Traded Fund $2,840 10,881 12.1% 0.0%
4 I Shares Residential & Multisector Re Etf Exchange Traded Fund $2,567 26,298 11.0% 0.0%
5 Vanguard Ftse Emerging Markets Etf Exchange Traded Fund $2,379 51,561 10.2% 0.0%
6 Pimco Active Bond Etf Exchange Traded Fund $1,548 15,448 6.62% 0.0%
7 Spdr S&P 500 Etf Exchange Traded Fund $553 1,233 2.36% 0.0%
8 Vanguard Growth Etf Exchange Traded Fund $356 1,261 1.52% 0.0%
9 Spdr Portfolio S&P 600 Sm Cap Etf Exchange Traded Fund $296 7,236 1.26% 0.0%
10 Honeywell International Inc Common Stock $219 1,135 0.94% 0.0%
11 Union Pacific Corp Common Stock $182 742 0.78% 0.0%
12 Pfizer Inc Common Stock $145 2,625 0.62% 0.0%
13 Invesco S&P 500 Equal Weight Etf Exchange Traded Fund $139 885 0.59% 0.0%
14 Abb Vie Inc Common Stock $126 727 0.54% 0.0%
15 Bristol Myers Squibb Company Common Stock $116 1,500 0.5% 0.0%
16 Microsoft Corp Common Stock $111 368 0.47% 0.0%
17 Sherwin Williams Co Common Stock $105 399 0.45% 0.0%
18 Spdr S&P 400 Mid Cap Value Etf Exchange Traded Fund $94 1,371 0.4% 0.0%
19 Mc Donald's Corp Common Stock $76 300 0.32% 0.0%
20 C3 Ai Inc Cl A Common Stock $54 2,520 0.23% 0.0%
21 I Shares Silver Trust Exchange Traded Fund $53 2,350 0.23% 0.0%
22 Spdr Portfolio S&P 500 Value Etf Exchange Traded Fund $52 1,250 0.22% 0.0%
23 Coca Cola Co Common Stock $51 809 0.22% 0.0%
24 Chevron Corp Common Stock $48 286 0.21% 0.0%
25 International Business Machines Corp Common Stock $37 287 0.16% 0.0%

Top 25 of 34 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 240 $72.6M 51.9%
High net worth individuals 35 $66.6M 47.6%
Charitable organizations Fewer than 5 $731K 0.52%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Scalzo, Gaetan, Thomas Equity Partner/President/Ceo/Cfo/Secretary Nov 2005 (21y) 75% or more
Davidson, Bruce, Leroy Chief Compliance Officer Nov 2018 (8y) Less than 5%
Gaetano Henry Scalzo Registered representative Mar 2021 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/12/2026 967 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.

View current Form ADV (SEC/IAPD) ↗