Marchand Faries Financial Management, Inc.
- Regulatory AUM
- $139M
- Discretionary
- $139M
- Clients
- 90
- Avg AUM / client
- $1.5M
- Accounts
- 223
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 48 | $34.2M | 24.7% |
| High net worth individuals | 42 | $104M | 75.3% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jane Elizabeth Marchand | President, Board Member, Chief Compliance Officer | Jan 1996 (31y) | 50% – 75% | |
| Stephen Terry Faries | Vice President, Board Member | Jan 1996 (31y) | 25% – 50% | |
| John Royal Faries | Executive Vice President/Board Member | Oct 2016 (10y) | 10% – 25% | |
| Jennifer Catherine Sheffler | Vice President, Board Member, Director Of Client Services | CFP | Jan 2020 (7y) | 10% – 25% |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/26/2026 | 943 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $137M (99% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.
View current Form ADV (SEC/IAPD) ↗