Seamount Financial Group Inc
- Regulatory AUM
- $745M
- Discretionary
- $745M
- Clients
- 501
- Avg AUM / client
- $1.5M
- Accounts
- 1,609
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 304 | $130M | 17.5% |
| High net worth individuals | 181 | $590M | 79.1% |
| Pension and profit sharing plans | 14 | $23.3M | 3.13% |
| Corporations and other businesses | 2 | $2.0M | 0.26% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Leon Joseph Colafrancesco | President/Chief Compliance Officer/Shareholder | CFP | Dec 1998 (28y) | 75% or more |
| Christopher Robert Dorsett | Shareholder | CFP | Jun 1999 (27y) | 5% – 10% |
| Colafrancesco, Rebecca, Luzzi | Vice President | Dec 2002 (24y) | Less than 5% | |
| Mueller, Jaye, Dawn | Corporate Secretary | Oct 2003 (23y) | Less than 5% | |
| Aaron Matthew Mclaughlin | Shareholder | CFP | May 2011 (15y) | 5% – 10% |
| Michael James Healy | Registered representative | Jun 1999 (27y) | ||
| Patrick Thomas Healy | Registered representative | CFP | Jul 2022 (4y) | |
| Nicholas Dorsett | Registered representative | CFP | Nov 2022 (4y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $681M (91% of AUM) Mar 2026
- Pershing $615M (92% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗