Klcm Advisors, Inc.
- Regulatory AUM
- $1.9B
- Discretionary
- $1.9B
- Clients
- 637
- Avg AUM / client
- $2.9M
- Accounts
- 637
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 228 | $121M | 6.43% |
| High net worth individuals | 397 | $1.7B | 88.3% |
| Pension and profit sharing plans | 2 | $2.6M | 0.14% |
| Charitable organizations | 1 | $938K | 0.05% |
| Corporations and other businesses | 7 | $74.3M | 3.96% |
| Other | 2 | $21.7M | 1.16% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sherman & Howard Retirement Plan (2) Sherman & Howard L.L.C. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Brian Kitzinger | President | Mar 1993 (33y) | 50% – 75% | |
| Carl Joseph Fuda | Vice President | Apr 1999 (27y) | 5% – 10% | |
| Katherine Rose Licau Gifford | Partner | CFA | Jul 2014 (12y) | 10% – 25% |
| Mark Anthony Sailer | Chief Compliance Officer | CFA | Mar 2018 (8y) | 10% – 25% |
| Neal Patrick Coleman | Director Of Client Service | Sep 2021 (5y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sherman & Howard Retirement Plan (2) | Sherman & Howard L.L.C. | 113 | $69.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $1.8B (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗