AUMdb

Tandem Capital Management Corp

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107856 · SEC file 801-38764 · Woodcliff Lake, NJ · WWW.TANDEMCAPITALMGMT.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$280M
Discretionary
$280M
Clients
93
Avg AUM / client
$3.0M
Accounts
93
Employees
5

AUM over time

$81.1M $280M
Mar 30, 2012 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Investments (13F portfolio — 110 positions, $199,726,200)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Ge Aerospace COM NEW $9,312,480 32,817 4.66% 3.33%
2 Alphabet Inc CAP STK CL A $9,207,671 32,020 4.61% 3.29%
3 Microsoft Corp COM $8,408,412 22,715 4.21% 3.01%
4 Ge Vernova Inc COM $7,941,644 9,098 3.98% 2.84%
5 Brookfield Wealth Sol Ltd CL A EXCHANGEAB $6,229,665 150,475 3.12% 2.23%
6 Applied Matls Inc COM $5,565,025 16,282 2.79% 1.99%
7 Meta Platforms Inc CL A $5,199,517 9,088 2.6% 1.86%
8 Apple Inc COM $4,932,087 19,434 2.47% 1.76%
9 Jpmorgan Chase & Co COM $4,771,864 16,222 2.39% 1.71%
10 Eaton Corp Plc SHS $4,718,740 13,193 2.36% 1.69%
11 Alphabet Inc CAP STK CL C $4,673,236 16,291 2.34% 1.67%
12 Stryker Corporation COM $4,671,893 14,218 2.34% 1.67%
13 Schwab Charles Corp COM $4,421,571 47,048 2.21% 1.58%
14 Jones Lang Lasalle Inc COM $3,976,549 13,067 1.99% 1.42%
15 Marvell Technology Inc COM $3,558,867 35,930 1.78% 1.27%
16 Boston Scientific Corp COM $3,210,918 51,170 1.61% 1.15%
17 Uber Technologies Inc COM $3,131,904 43,541 1.57% 1.12%
18 Alibaba Group Hldg Ltd SPONSORED ADS $3,099,364 24,704 1.55% 1.11%
19 Boeing Co COM $3,044,562 15,297 1.52% 1.09%
20 Abbott Laboratories COM $3,012,627 29,343 1.51% 1.08%
21 Danaher Corp Del COM $2,919,700 15,399 1.46% 1.04%
22 L3 Harris Technologies Inc COM $2,872,338 8,322 1.44% 1.03%
23 Versant Media Group Inc COM CL A $2,805,376 75,780 1.4% 1.0%
24 Ge Healthcare Technologies I COMMON STOCK $2,772,390 38,949 1.39% 0.99%
25 Amazon Com Inc COM $2,767,908 13,290 1.39% 0.99%

Top 25 of 110 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 12 $7.2M 2.58%
High net worth individuals 72 $236M 84.5%
Pension and profit sharing plans 4 $15.1M 5.41%
Corporations and other businesses 5 $20.9M 7.47%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kent G. Sheng President/Chief Investment Officer CFA Mar 1991 (35y) 10% – 25%
Sheng, Jean, Fong Board Secretary Mar 1991 (35y) 50% – 75%
Young, Phualin Chief Compliance Officer Feb 2004 (23y) Less than 5%
Lauren Luan Wong Managing Director CFA Jan 2007 (20y) 25% – 50%
Asheem Asthana Registered representative Aug 2017 (9y)
William Chen Registered representative Oct 2022 (4y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 973 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗