AUMdb

Shoker Investment Counsel Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 107857 · SEC file 801-37179 · · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Mar 23, 2026
Regulatory AUM
$511M
Discretionary
$511M
Clients
195
Avg AUM / client
$2.6M
Accounts
195
Employees
6

AUM over time

$134M $511M
Mar 30, 2012 Mar 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026

Investments (13F portfolio — 109 positions, $336,836,300)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Ishares Tr CORE S&P SCP ETF $40,730,251 327,648 12.1% 7.97%
2 Shares Tr CORE S&P MCP ETF $32,234,088 477,326 9.57% 6.31%
3 Ishares Tr CORE MSCI EAFE $31,023,872 342,689 9.21% 6.07%
4 Procter & Gamble Co COM $13,923,885 96,398 4.13% 2.73%
5 Shares Tr EAFE SML CP ETF $11,199,178 142,826 3.32% 2.19%
6 Ishares Tr CORE S&P500 ETF $8,819,772 13,500 2.62% 1.73%
7 Kla Corp COM NEW $8,441,043 5,732 2.51% 1.65%
8 Apple Inc COM $8,389,539 33,056 2.49% 1.64%
9 Marathon Pete Corp COM $7,416,188 30,371 2.2% 1.45%
10 Tate Str Spdr S&P 500 Etf T TR UNIT $6,573,922 10,107 1.95% 1.29%
11 Jpmorgan Chase & Co COM $6,419,262 21,820 1.91% 1.26%
12 Exxon Mobil Corp COM $6,200,034 36,543 1.84% 1.21%
13 Broadcom Inc COM $5,888,672 19,025 1.75% 1.15%
14 Lam Research Corp COM NEW $5,474,409 25,621 1.63% 1.07%
15 Enterprise Prods Partners L COM $4,961,574 131,119 1.47% 0.97%
16 Applied Matls Inc COM $4,870,244 14,248 1.45% 0.95%
17 Amazon Com Inc COM $4,673,811 22,441 1.39% 0.92%
18 Abbvie Inc COM $4,615,003 21,218 1.37% 0.9%
19 Microsoft Corp COM $4,553,894 12,302 1.35% 0.89%
20 Johnson & Johnson COM $4,441,345 18,168 1.32% 0.87%
21 Chevron Corporation COM $4,429,871 21,409 1.32% 0.87%
22 Cisco Sys Inc COM $4,274,928 55,094 1.27% 0.84%
23 Analog Devices Inc COM $4,273,874 13,433 1.27% 0.84%
24 Merck & Co Inc COM $3,437,110 28,572 1.02% 0.67%
25 Texas Instrs Inc COM $3,426,424 17,649 1.02% 0.67%

Top 25 of 109 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 87 $30.0M 5.88%
High net worth individuals 105 $472M 92.4%
Pension and profit sharing plans 1
Charitable organizations 1 $4.2M 0.83%
State or municipal government entities 1 $4.4M 0.86%
Corporations and other businesses Fewer than 5 clients $345K 0.07%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Randall Singh Shoker Owner/Chief Executive Officer, Chief Compliance Officer Aug 1992 (34y) 75% or more
Shoker, Nancy, Kay Chief Accounting Officer Jan 2008 (19y) 10% – 25%
Kevin Joseph Rybka Registered representative Mar 2025 (1y)
Chelsea Vitale Registered representative Jun 2026 (0y)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/23/2026 910 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Publication of periodicals or newsletters

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.

View current Form ADV (SEC/IAPD) ↗