Leavell Investment Management, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 107890
· SEC file 801-14752
· Mobile, AL
· LEAVELLINVESTMENTS.COM
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ADV data as of May 04, 2026
- Regulatory AUM
- $3.4B
- Discretionary
- $3.2B
- Clients
- 3,023
- Avg AUM / client
- $1.1M
- Accounts
- 3,023
- Employees
- 36
AUM over time
$1.0B
$3.4B
Dec 2011
May 2026
Annual snapshots from Form ADV filings · as of May 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,314 | $475M | 13.9% |
| High net worth individuals | 536 | $1.9B | 55.7% |
| Banking or thrift institutions | 0 | $0 | — |
| Investment companies | 2 | $185M | 5.44% |
| Pension and profit sharing plans | 43 | $227M | 6.66% |
| Charitable organizations | 22 | $133M | 3.91% |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 72 | $258M | 7.59% |
| Other | 34 | $231M | 6.78% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bullard Management Corporation 401(k) Savings Plan Bullard Management Corporation | 2024 | |
| Adams And Reese Llp 401(k) Profit Sharing Plan And Trust Adams And Reese Llp | 2024 | |
| Alabama Medical Group 401(k) Psp Alabama Medical Group P.C. | 2024 | |
| Saad Healthcare Services 401(k) P/S Plan Saad Enterprises, Inc. | 2024 |
People (26)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Clay Teel | Shareholder | Jan 1999 (28y) | 5% – 10% | |
| Janet Riddle Hayes | Shareholder / Director / Executive Committee | Jul 2004 (22y) | 10% – 25% | |
| Richard Eland Anthony | Shareholder | CFA | Feb 2005 (21y) | 5% – 10% |
| Alves, Margaret, H. | Chief Compliance Officer / Shareholder / Secretary | Feb 2006 (21y) | Less than 5% | |
| Richard Moore Stimpson | Chairman Of The Board / Shareholder / Director | May 2006 (20y) | 10% – 25% | |
| Hope, Mary, Shannon | Shareholder | Dec 2006 (20y) | 10% – 25% | |
| John Miles Williams | Shareholder / Director | Jul 2007 (19y) | 10% – 25% | |
| William Kelly Nicrosi | Shareholder / Executive Committee / Director | CFP | Aug 2010 (16y) | 10% – 25% |
| Eugene Andrews Grinstead | President / Ceo / Shareholder / Executive Committee | Feb 2011 (15y) | 5% – 10% | |
| John Wade Therrell | Shareholder / Director | CFP | Sep 2015 (11y) | Less than 5% |
| Christopher Dalton Nix | Shareholder | Jul 2016 (10y) | Less than 5% | |
| Charles Robinson Hanes | Shareholder | CFP | Mar 2019 (7y) | Less than 5% |
| Randall Jeff Freeman | Chief Financial Officer / Executive Committee | Jan 2023 (4y) | Less than 5% | |
| Thomas Wayne Leavell | Registered representative | Nov 1992 (34y) | ||
| Tamara Davis Morton | Registered representative | Nov 2007 (19y) | ||
| Kee Padgett Goostree | Registered representative | Mar 2012 (14y) | ||
| Daniel Brady Hubbard | Registered representative | Jan 2020 (7y) | ||
| Edward Bamford Norfleet | Registered representative | CFA | Feb 2022 (4y) | |
| Patrick Reeves Duggan | Registered representative | Dec 2022 (4y) | ||
| Robert Milton Hope | Registered representative | Dec 2023 (3y) | ||
| Kenneth Fred Hubbard | Registered representative | Jun 2024 (2y) | ||
| Jason Joseph Klauk | Registered representative | Sep 2024 (2y) | ||
| Helen Thomas Hinds | Registered representative | Oct 2024 (2y) | ||
| Dalton Keith Owens | Registered representative | Jan 2026 (1y) | ||
| Norman Duplessis Iii Pitman | Registered representative | CFP | Jan 2026 (1y) | |
| Richard Tidwell Littrell | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bullard Management Corporation 401(k) Savings Plan | Bullard Management Corporation | 212 | $7.7M | 01/01/2024 |
| Adams And Reese Llp 401(k) Profit Sharing Plan And Trust | Adams And Reese Llp | 384 | $262M | 01/01/2024 |
| Alabama Medical Group 401(k) Psp | Alabama Medical Group P.C. | 142 | $23.8M | 01/01/2024 |
| Saad Healthcare Services 401(k) P/S Plan | Saad Enterprises, Inc. | 481 | $14.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/04/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $2.7B (79% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 04, 2026.
View current Form ADV (SEC/IAPD) ↗