AUMdb

Cohen Capital Management Inc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 107903 · SEC file 801-49266 · Corte Madera, CA · www.linkedin.com
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$1.0B
Discretionary
$1.0B
Clients
110
Avg AUM / client
$9.1M
Accounts
110
Employees
7

AUM over time

$340M $1.0B
Mar 30, 2012 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Investments (13F portfolio — 152 positions, $735,484,037)

13F period Jun 30, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Applied Matls Inc Com Stock $80,702,260 111,621 11.0% 8.07%
2 Thermo Fisher Scientific Inc Com Stock $28,852,767 57,549 3.92% 2.88%
3 Microsoft Corp Com Stock $27,857,511 74,681 3.79% 2.79%
4 Jpmorgan Chase & Co Com Stock $26,736,642 81,681 3.64% 2.67%
5 Stryker Corporation Com Stock $26,397,764 83,845 3.59% 2.64%
6 Alphabet Inc Cap Stk Cl A Stock $25,399,003 71,072 3.45% 2.54%
7 Cisco Sys Inc Com Stock $23,243,825 197,887 3.16% 2.32%
8 Deere & Co Com Stock $21,182,816 33,394 2.88% 2.12%
9 Unitedhealth Group Inc Com Stock $20,745,340 49,913 2.82% 2.07%
10 Amazon Com Inc Com Stock $20,542,048 86,188 2.79% 2.05%
11 Schwab Charles Corp Com Stock $19,596,764 212,385 2.66% 1.96%
12 Cvs Health Corp Com Stock $15,399,510 148,859 2.09% 1.54%
13 Marriott Intl Inc New Cl A Stock $14,466,722 39,037 1.97% 1.45%
14 Enterprise Prods Partners L P Com Stock $13,553,081 368,691 1.84% 1.36%
15 International Business Machs Com Stock $13,447,181 47,819 1.83% 1.34%
16 Csx Corp Com Stock $13,252,790 278,830 1.8% 1.33%
17 Visa Inc Com Cl A Stock $13,005,170 37,906 1.77% 1.3%
18 Rtx Corporation Com Stock $12,427,884 65,503 1.69% 1.24%
19 Pepsico Inc Com Stock $12,239,889 90,398 1.66% 1.22%
20 Novartis Ag Sponsored Adr ADR $11,730,335 74,849 1.59% 1.17%
21 Procter & Gamble Co Com Stock $11,089,943 75,627 1.51% 1.11%
22 Johnson & Johnson Com Stock $10,874,517 42,818 1.48% 1.09%
23 Oracle Corp Com Stock $10,831,950 73,913 1.47% 1.08%
24 Eli Lilly & Co Com Stock $9,766,958 8,143 1.33% 0.98%
25 Nextera Energy Inc Com Stock $9,147,038 104,216 1.24% 0.91%

Top 25 of 152 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 17 $5.4M 0.54%
High net worth individuals 40 $705M 70.5%
Pension and profit sharing plans 1 $7.8M 0.78%
Charitable organizations 6 $58.8M 5.88%
Corporations and other businesses 18 $221M 22.1%
Other 28 $2.0M 0.2%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Cohen, Jay, Adam President,Ceo, Cco May 1995 (31y) 75% or more
Brodie Trister Cohen Registered representative May 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 971 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Other fees
  • PROFIT INTEREST

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗