Wabash Capital, Inc.
- Regulatory AUM
- $173M
- Discretionary
- $173M
- Clients
- 499
- Avg AUM / client
- $347K
- Accounts
- 499
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 471 | $58.0M | 33.5% |
| High net worth individuals | 17 | $33.5M | 19.4% |
| Pension and profit sharing plans | 4 | $37.6M | 21.8% |
| Charitable organizations | 7 | $27.9M | 16.1% |
| Corporations and other businesses | Fewer than 5 clients | $16.0M | 9.23% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Heartland Automotive 401(k) Savings Plan Heartland Automotive, Llc | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald Bruce Edwards | President & Chief Compliance Officer | CFA | Aug 1997 (29y) | 25% – 50% |
| Exline, James, Brian | Executive Vice President | Aug 1997 (29y) | 25% – 50% | |
| Ginger A Scott | Registered representative | Jan 2000 (27y) | ||
| Sandra Kay Smith | Registered representative | May 2000 (26y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Heartland Automotive 401(k) Savings Plan | Heartland Automotive, Llc | 593 | $13.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 928 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗