Auxier Asset Management Llc
- Regulatory AUM
- $946M
- Discretionary
- $934M
- Clients
- 506
- Avg AUM / client
- $1.9M
- Accounts
- 506
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 347 | $105M | 11.1% |
| High net worth individuals | 119 | $389M | 41.2% |
| Investment companies | 1 | $316M | 33.4% |
| Pension and profit sharing plans | 9 | $15.1M | 1.6% |
| Charitable organizations | 10 | $13.1M | 1.39% |
| Corporations and other businesses | 20 | $107M | 11.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tonkon Torp Llp Profit Sharing And 401(k) Plan Tonkon Torp Llp Profit Sharing And 401(k) Plan | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Jeffrey Auxier | President | Jul 1998 (28y) | ≈ 56.25% – 100% via Ja Holdings, Inc. | |
| Lillian Marie Widolff | Chief Compliance Officer | Jul 2003 (23y) | Less than 5% | |
| James Edward Auxier | Registered representative | Jan 2018 (9y) | ||
| Mitchell Paul Iliyn | Registered representative | Nov 2019 (7y) | ||
| Luke N Auxier | Registered representative | Oct 2023 (3y) | ||
| Christina Lee Mills Badrick | Registered representative | Feb 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ja Holdings, Inc. | Sole Member | Jan 2000 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James Jeffrey Auxier: 75% – 100% of Ja Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tonkon Torp Llp Profit Sharing And 401(k) Plan | Tonkon Torp Llp Profit Sharing And 401(k) Plan | 178 | $143M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 975 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $541M (57% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗