Garcia Hamilton & Associates Lp
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 108017
· SEC file 801-56194
· Houston, TX
· garciahamiltonassociates.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $24.9B
- Discretionary
- $24.9B
- Clients
- 312
- Avg AUM / client
- $79.7M
- Accounts
- 382
- Employees
- 41
AUM over time
$2.7B
$24.9B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026
US government & agency bonds
$23.4B
94%
Investment-grade corporate bonds
$1.2B
5%
Cash & equivalents
$249M
1%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 0 | $0 | — |
| Banking or thrift institutions | 1 | $7.4M | 0.03% |
| Investment companies | 1 | $344M | 1.38% |
| Pooled investment vehicles (non-investment companies) | 2 | $46.3M | 0.19% |
| Pension and profit sharing plans | 28 | $5.6B | 22.4% |
| Charitable organizations | 90 | $2.4B | 9.49% |
| State or municipal government entities | 148 | $13.7B | 55.1% |
| Other investment advisers | 8 | $416M | 1.67% |
| Insurance companies | 11 | $585M | 2.35% |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 23 | $1.8B | 7.33% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $50.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Garcia Hamilton Quality Aggregate Bond Fund, L.P. | Other Private Fund | Delaware | $50.9M | 6 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Sheet Metal Workers Welfare Plan Of Southern California Arizona Nevada EIN 956052259 | Manhattan Bch, CA | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Cement Masons Pension Trust Fund For Northern California Cement Masons Pension Trust Fund For N.Cal | 2024 | |
| Local 665 I.A.T.S.E. Annuity Plan Local 665 I.A.T.S.E. Annuity Plan | Honolulu, HI | 2024 |
| Ibew Local 129 Pension Fund Pension Plan Ibew Union Local 129 | 2024 | |
| Central Illinois Carpenters Retirement Savings Fun Board Of Trustees Central Illinois Carpenters Retirement Savings Fund | Lincoln, IL | 2024 |
| Retirement Plan For Employees Of S.C. Johnson & So S.C. Johnson & Son, Inc. | 2024 | |
| Ibm Personal Pension Plan International Business Machines Corporation | 2024 | |
| Sacramento Area Electrical Workers Pension And Profit Sharing Plan Board Of Trustees, Sacramento Area Electrical Workers | 2024 | |
| San Mateo Hotel Employees & Restaurant Employees Pension Fund San Mateo Hotel Employees & Restaurant Employees Pension Fund | 2024 | |
| Phh Pension Plan Penn Highlands Healthcare | 2024 | |
| Hns Management Co Inc Retirement Plan Salaried H N S Management Company Inc | 2024 | |
| Pension Plan For Employees Of Hns Management Co Inc Represented By Atu H N S Management Company Inc | 2024 | |
| New Jersey Health Care Employers Pension Plan District 1199 J New Jersey Health Care Employers | 2024 |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gilbert Andrew Garcia | Managing Partner, Director Of Fixed Income | CFA | Dec 2005 (21y) | ≈ 0% – 5% via New Southwest Gp Holdings, Inc. ("Gp") |
| Mcwilliams, Beth, Lee | Chief Compliance Officer | Oct 2007 (19y) | Less than 5% | |
| Lunday, James, Kevin | Partner, Chief Operating Officer | Jan 2009 (18y) | Less than 5% | |
| Dang, Ruby, Munoz | Partner, Director Of Marketing & Client Services | Jul 2014 (12y) | 10% – 25% | |
| Roberts, Stephanie, Joy | Partner | Jul 2014 (12y) | 5% – 10% | |
| Rodriguez, Nancy | Partner, Fixed Income Portfolio Manager | Jul 2014 (12y) | Less than 5% | |
| Jeffrey Dylan Detwiler | Partner, Fixed Income Portfolio Manager | CFA | Jan 2017 (10y) | 5% – 10% |
| Karen Herbst Tass | Partner, Fixed Income Portfolio Manager | CFA | Jan 2017 (10y) | 5% – 10% |
| Montgomery, Gary, C | Partner | Jan 2019 (8y) | Less than 5% | |
| Monkiewicz, Benjamin, D | Partner, Fixed Income Portfolio Manager | Jan 2019 (8y) | Less than 5% | |
| Doyle, Morgan, Meyer | Partner | Jan 2020 (7y) | Less than 5% | |
| Elsenbrock, Don, Frederick | Partner | Jan 2020 (7y) | Less than 5% | |
| Duenas, Yvette, Marie | Partner | Jan 2021 (6y) | Less than 5% | |
| Delaney, Mark, Richard | Partner, Fixed Income Portfolio Manager | Dec 2021 (5y) | Less than 5% | |
| Smith, Marcus, Bernard | Partner | Dec 2021 (5y) | Less than 5% | |
| Davis, Connie, Falcon | Partner | Jan 2023 (4y) | Less than 5% | |
| Gonzalez, Justo, Penn | Partner | Jan 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| New Southwest Gp Holdings, Inc. ("Gp") | General Partner | Apr 2008 | A | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gilbert Andrew Garcia: 75% – 100% of New Southwest Gp Holdings, Inc. ("Gp") × 0% – 5% direct ≈ 0% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $50.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Garcia Hamilton Quality Aggregate Bond Fund, L.P. | Other Private Fund | $50.9M | $1.0M | 6 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (12)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Cement Masons Pension Trust Fund For Northern California | Cement Masons Pension Trust Fund For N.Cal | 2,920 | $775M | 09/01/2024 |
| Local 665 I.A.T.S.E. Annuity Plan | Local 665 I.A.T.S.E. Annuity Plan | 690 | $24.8M | 06/01/2024 |
| Ibew Local 129 Pension Fund Pension Plan | Ibew Union Local 129 | 314 | $123M | 05/01/2024 |
| Central Illinois Carpenters Retirement Savings Fun | Board Of Trustees Central Illinois Carpenters Retirement Savings Fund | 3,239 | $255M | 05/01/2024 |
| Retirement Plan For Employees Of S.C. Johnson & So | S.C. Johnson & Son, Inc. | 484 | $407M | 01/01/2024 |
| Ibm Personal Pension Plan | International Business Machines Corporation | 43,052 | $17.9B | 01/01/2024 |
| Sacramento Area Electrical Workers Pension And Profit Sharing Plan | Board Of Trustees, Sacramento Area Electrical Workers | 1,296 | $327M | 01/01/2024 |
| San Mateo Hotel Employees & Restaurant Employees Pension Fund | San Mateo Hotel Employees & Restaurant Employees Pension Fund | 4,444 | $217M | 01/01/2024 |
| Phh Pension Plan | Penn Highlands Healthcare | 423 | $70.5M | 01/01/2024 |
| Hns Management Co Inc Retirement Plan Salaried | H N S Management Company Inc | 183 | $71.8M | 01/01/2024 |
| Pension Plan For Employees Of Hns Management Co Inc Represented By Atu | H N S Management Company Inc | 1,074 | $314M | 01/01/2024 |
| New Jersey Health Care Employers Pension Plan | District 1199 J New Jersey Health Care Employers | 2,804 | $255M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Foundations & charities (1)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Sheet Metal Workers Welfare Plan Of Southern California Arizona Nevada | Public charity | $198M | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $8.2B (33% of AUM) Mar 2026
- State Street $5.5B (22% of AUM) Mar 2026
- BNY Mellon $3.8B (15% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗