Mclean Asset Management Corporation
- Regulatory AUM
- $994M
- Discretionary
- $985M
- Clients
- 512
- Avg AUM / client
- $1.9M
- Accounts
- 1,504
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of May 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 228 | $114M | 11.4% |
| High net worth individuals | 258 | $802M | 80.7% |
| Pension and profit sharing plans | 21 | $71.6M | 7.2% |
| Charitable organizations | 4 | $6.2M | 0.63% |
| Corporations and other businesses | 1 | $73.2K | 0.01% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Arnold & Porter Profit Sharing And 401(k) Plan And Trust Arnold & Porter Kaye Scholer Llp | 2024 | |
| Nelson Mullins Retirement Plan Nelson Mullins Riley & Scarborough Llp | 2024 |
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dean Takayuki Umemoto | Managing Principal | CFP Chartered Financial Consultant | Sep 1984 (42y) | 10% – 25% |
| Alejandro Murguia | Managing Principal | Mar 2004 (22y) | 25% – 50% | |
| Umemoto, Karen, Chika | Shareholder | Feb 2010 (17y) | 10% – 25% | |
| Jessica Noelle Wunder | Principal | CFP | May 2012 (14y) | Less than 5% |
| Paula Bonnie Friedman | Managing Principal And Chief Compliance Officer | CFP | Jan 2013 (14y) | Less than 5% |
| Wade Donald Pfau | Principal | CFA | Jul 2014 (12y) | Less than 5% |
| French, Virginia, Ting Shu | Trustee | Mar 2016 (10y) | GP / trustee / elected manager of The Robert T. French Revocable Trust Of 2016 (indirect) | |
| Robert Timothy French | Trustee | CFA | Mar 2016 (10y) | GP / trustee / elected manager of The Robert T. French Revocable Trust Of 2016 (indirect) |
| Athena Chang | Registered representative | CFP | Jan 2009 (18y) | |
| Alana Light | Registered representative | CFP | Feb 2018 (8y) | |
| Jason Victor Rizkallah | Registered representative | CFP Chartered Financial Consultant | Oct 2019 (7y) | |
| Lauren E Squeglia | Registered representative | Feb 2021 (5y) | ||
| Brian Michael Bass | Registered representative | CFP | Jul 2021 (5y) | |
| Jonathan Stephen Marcellino | Registered representative | CFP | Dec 2022 (4y) | |
| Robert Richard Cordeau | Registered representative | CFP Chartered Financial Consultant | Jan 2023 (4y) | |
| Claudia Bruce | Registered representative | CFP | Jan 2024 (3y) | |
| Alexander Evan Scott | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Nicholas Studebaker | Registered representative | Apr 2025 (1y) | ||
| Paige Rita Smith Ducey | Registered representative | Jan 2026 (1y) | ||
| Elizabeth M Hollman | Registered representative | Feb 2026 (0y) | ||
| Philip Alexander Venanzi | Registered representative | CFP | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Robert T. French Revocable Trust Of 2016 | Shareholder | Apr 2020 | A | 5% – 10% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Arnold & Porter Profit Sharing And 401(k) Plan And Trust | Arnold & Porter Kaye Scholer Llp | 1,788 | $1.6B | 01/01/2024 |
| Nelson Mullins Retirement Plan | Nelson Mullins Riley & Scarborough Llp | 1,831 | $679M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/22/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $683M (69% of AUM) May 2026
- Fidelity Brokerage Services $232M (23% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 22, 2026.
View current Form ADV (SEC/IAPD) ↗