Pinnacle Holdings, Llc
- Regulatory AUM
- $508M
- Discretionary
- $492M
- Clients
- 496
- Avg AUM / client
- $1.0M
- Accounts
- 496
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Investments (13F portfolio — 233 positions, $309,291,114)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Dow Jones Industrial Average | COM | $12,416,715 | 26,807 | 4.01% | 2.44% |
| 2 | Goldman Sachs | COM | $8,723,003 | 10,311 | 2.82% | 1.72% |
| 3 | Caterpillar | COM | $7,736,383 | 10,920 | 2.5% | 1.52% |
| 4 | Antero Midstream Corp | COM | $6,372,246 | 279,484 | 2.06% | 1.25% |
| 5 | Williams Companies | COM | $5,709,618 | 78,450 | 1.85% | 1.12% |
| 6 | Targa Resources | COM | $5,527,703 | 22,046 | 1.79% | 1.09% |
| 7 | Amgen Inc. | COM | $5,093,029 | 14,475 | 1.65% | 1.0% |
| 8 | Oneok | COM | $5,088,799 | 56,298 | 1.65% | 1.0% |
| 9 | Mplx | COM | $4,547,093 | 79,676 | 1.47% | 0.89% |
| 10 | Kinetik Holdings | COM | $4,546,929 | 93,925 | 1.47% | 0.89% |
| 11 | Microsoft Corporation | COM | $4,504,855 | 12,170 | 1.46% | 0.89% |
| 12 | Navios Maritime Partners | COM | $4,372,768 | 64,801 | 1.41% | 0.86% |
| 13 | Genesis Energy | COM | $4,240,812 | 237,847 | 1.37% | 0.83% |
| 14 | Ssr Mining | COM | $4,164,598 | 141,653 | 1.35% | 0.82% |
| 15 | Plains Gp Holdings | COM | $3,980,173 | 163,928 | 1.29% | 0.78% |
| 16 | Home Depot | COM | $3,754,937 | 11,417 | 1.21% | 0.74% |
| 17 | Jp Morgan | COM | $3,736,714 | 12,703 | 1.21% | 0.74% |
| 18 | Mechanics Bancorp | COM | $3,733,432 | 253,114 | 1.21% | 0.73% |
| 19 | Apple | COM | $3,677,067 | 14,489 | 1.19% | 0.72% |
| 20 | Freddie Mac | COM | $3,589,395 | 560,843 | 1.16% | 0.71% |
| 21 | Energy Transfer | COM | $3,571,913 | 185,073 | 1.15% | 0.7% |
| 22 | Alliance Resource Partners | COM | $3,569,861 | 129,109 | 1.15% | 0.7% |
| 23 | Hess Midstream Partners | COM | $3,517,093 | 90,483 | 1.14% | 0.69% |
| 24 | Mc Donald's | COM | $3,396,935 | 10,930 | 1.1% | 0.67% |
| 25 | Enterprise Products Partners | COM | $3,360,154 | 88,799 | 1.09% | 0.66% |
Top 25 of 233 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 330 | $137M | 27.0% |
| High net worth individuals | 128 | $205M | 40.2% |
| Pooled investment vehicles (non-investment companies) | 3 | $57.5M | 11.3% |
| Pension and profit sharing plans | 12 | $14.1M | 2.77% |
| Charitable organizations | 9 | $30.9M | 6.07% |
| State or municipal government entities | 1 | $385K | 0.08% |
| Corporations and other businesses | 12 | $25.3M | 4.98% |
| Other | 1 | $38.4M | 7.54% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $52.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pinnacle Income Partners Ii Llc | Hedge Fund | Oklahoma | $20.0M | 45 |
| Pinnacle Acquisition Fund Ii | Hedge Fund | Oklahoma | $18.4M | 34 |
| Coronado Capital Llc | Securitized Asset Fund | Oklahoma | $14.1M | 25 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Monroe Poarch | Managing Partner/Chief Compliance Officer | Feb 1996 (31y) | 10% – 25% | |
| Robert Brett Kramer | Managing Partner | Feb 1996 (31y) | 10% – 25% | |
| Roberts, Dorothy, Lou | Partner | Mar 1996 (30y) | Less than 5% | |
| Posey, Timothy, Steven | General Counsel | Nov 1996 (30y) | Less than 5% | |
| Poarch, Carol, Virginia | Partner | Dec 1998 (28y) | Less than 5% | |
| Burghart, Susan, Hoke Smith | Member | Jan 2007 (20y) | 5% – 10% | |
| Cavanaugh, Lamont, Edward | Partner | Jan 2007 (20y) | Less than 5% | |
| Posey, James, Andrew | Member | Jan 2007 (20y) | 5% – 10% | |
| Swimmer, Ross, Owen | Partner | Jun 2009 (17y) | Less than 5% | |
| Aimee Nicole Boyer | Partner | CFP | Jan 2017 (10y) | Less than 5% |
| Jayme Don Fowler | Investment Advisor | Chartered Financial Consultant | Dec 2023 (3y) | Less than 5% |
| Robert Wiliam Moore | Registered representative | May 2019 (7y) | ||
| Joel Bernard Kantor | Registered representative | Jan 2025 (2y) | ||
| Anthony Charles Dionisio | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| William S. Smith Revocable Living Trust | Trustee | Mar 2021 | A | 5% – 10% |
| R. Brett Kramer Trust B | Partner | Jun 2015 | A | Less than 5% |
| Mimosa Tree Capital Investment Iii, Llc | Partner | Jun 2005 | A | Less than 5% |
Undisclosed: 0% – 65% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $52.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pinnacle Income Partners Ii Llc | Hedge Fund | $20.0M | $250K | 45 |
| Pinnacle Acquisition Fund Ii | Hedge Fund | $18.4M | $100K | 34 |
| Coronado Capital Llc | Securitized Asset Fund | $14.1M | $100K | 25 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 2.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $386M (76% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗