Usi Advisors, Inc.
SEC-registered
Institutional / Pension Advisor · Large ($10B–$100B)
CRD 108113
· SEC file 801-56622
· Glastonbury, CT
· WWW.USIADVISORSINC.COM
☆ Save with Pro
ADV data as of Mar 30, 2026
- Regulatory AUM
- $56.3B
- Discretionary
- $2.4B
- Clients
- 1,353
- Avg AUM / client
- $41.6M
- Accounts
- 1,355
- Employees
- 79
AUM over time
$1.8B
$56.3B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026
Registered investment companies (funds/ETFs)
$45.0B
80%
Other
$9.0B
16%
Cash & equivalents
$2.3B
4%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 20 | $588M | 1.05% |
| Investment companies | 6 | $1.6B | 2.81% |
| Business development companies | 2 | $2.3M | 0.0% |
| Pension and profit sharing plans | 845 | $37.9B | 67.4% |
| Charitable organizations | 71 | $2.2B | 3.89% |
| State or municipal government entities | 107 | $3.2B | 5.76% |
| Insurance companies | 5 | $125M | 0.22% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $32.5M | 0.06% |
| Corporations and other businesses | 297 | $10.6B | 18.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 311.
People (74)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Michael Tremko | Ceo | Oct 1994 (32y) | Less than 5% | |
| Newborn, Ernest, Joshua | Director & Secretary | Apr 1999 (27y) | Less than 5% | |
| Sarah J Bruno | Director Of Operations | Apr 2006 (20y) | Less than 5% | |
| Michael Nmn Welz | President | CFA | Mar 2010 (16y) | Less than 5% |
| Kappus, David, L | Treasurer | Apr 2021 (5y) | Less than 5% | |
| Melinda Mcdonald Robidoux | Chief Compliance Officer | Aug 2022 (4y) | Less than 5% | |
| Christopher John Martin | Registered representative | Oct 1994 (32y) | ||
| Bob Ray Cross | Registered representative | Jan 2003 (24y) | ||
| Denise M Obrien | Registered representative | Aug 2007 (19y) | ||
| David Tyler Hindermann | Registered representative | Oct 2007 (19y) | ||
| Joseph Frank Derosa | Registered representative | May 2010 (16y) | ||
| Jonathan Blair Zeiger | Registered representative | Nov 2012 (14y) | ||
| David Michael Brisnehan | Registered representative | Feb 2014 (12y) | ||
| Bindu Mukundray Patel | Registered representative | Jun 2014 (12y) | ||
| Alba Tedone | Registered representative | Jun 2014 (12y) | ||
| Michael W Wyman | Registered representative | Oct 2015 (11y) | ||
| Patrick Martin Edwards | Registered representative | Jul 2016 (10y) | ||
| Teodora Komitova Grant | Registered representative | CFP | Mar 2017 (9y) | |
| James Mathew Frits | Registered representative | Apr 2017 (9y) | ||
| Kent Louis Accola | Registered representative | Apr 2017 (9y) | ||
| Michael Thomas Van Der Velden | Registered representative | Apr 2017 (9y) | ||
| Tracy Sue Van Horn | Registered representative | Apr 2017 (9y) | ||
| Truong Quoc Tang | Registered representative | Apr 2017 (9y) | ||
| Melody Thomas | Registered representative | May 2017 (9y) | ||
| Kathleen Ann Sebetka | Registered representative | Sep 2017 (9y) | ||
| Edward Brett Bronkhorst | Registered representative | Sep 2017 (9y) | ||
| James Nathaniel Meehan | Registered representative | Feb 2018 (8y) | ||
| Boris Michael Natyshak | Registered representative | Jun 2018 (8y) | ||
| James Alan Cutler | Registered representative | Jun 2018 (8y) | ||
| Alex W Cabe | Registered representative | CFA | Jul 2018 (8y) | |
| Stuart Sellars Wallace | Registered representative | Jan 2019 (8y) | ||
| Derek James Bailey | Registered representative | May 2020 (6y) | ||
| Austin Webb Robinson | Registered representative | May 2020 (6y) | ||
| Ryan H Boutwell | Registered representative | Aug 2020 (6y) | ||
| Troy Steven Larsen | Registered representative | Sep 2020 (6y) | ||
| Michael Jason Habermann | Registered representative | Chartered Financial Consultant | Sep 2020 (6y) | |
| Michael Scott Banks | Registered representative | May 2021 (5y) | ||
| Belle Rea Plateroti | Registered representative | Jul 2021 (5y) | ||
| Douglas John Lamendola | Registered representative | Jul 2021 (5y) | ||
| Paul Warren Denu | Registered representative | Jul 2021 (5y) | ||
| Stephen Lee Yeung | Registered representative | Jul 2021 (5y) | ||
| Bart Edward Ballinger | Registered representative | Aug 2021 (5y) | ||
| Scott R Waskiewicz | Registered representative | Sep 2021 (5y) | ||
| Ricardo L Rodriguez | Registered representative | Jun 2022 (4y) | ||
| Marvin Deaver | Registered representative | Nov 2022 (4y) | ||
| Philip Charles Wellde | Registered representative | Jan 2023 (4y) | ||
| Brandon Fox | Registered representative | Feb 2023 (3y) | ||
| Eric Matthew Sholberg | Registered representative | Mar 2023 (3y) | ||
| Brandon Nicholas Quanci | Registered representative | CFP | Jun 2023 (3y) | |
| Mary Carter Spencer | Registered representative | Jul 2023 (3y) | ||
| Joseph Michael Mattia | Registered representative | Aug 2023 (3y) | ||
| Stuart Howard Herskowitz | Registered representative | Oct 2023 (3y) | ||
| Pamela E Minish | Registered representative | CFA | Oct 2023 (3y) | |
| Brian Kulik | Registered representative | Nov 2023 (3y) | ||
| Matthew Jeffrey Arnoult | Registered representative | Dec 2023 (3y) | ||
| Daniel Robert Casella | Registered representative | Feb 2024 (2y) | ||
| Peter Daniel Walkey | Registered representative | Apr 2024 (2y) | ||
| Bruce Corcoran | Registered representative | Jul 2024 (2y) | ||
| Michael William Baron | Registered representative | Nov 2024 (2y) | ||
| Crystal Ann Hill | Registered representative | Jan 2025 (2y) | ||
| Elizabeth Marie Lopez | Registered representative | Jan 2025 (2y) | ||
| Gregory Tucker Solley | Registered representative | Jan 2025 (2y) | ||
| David Leon Stidger | Registered representative | Feb 2025 (1y) | ||
| Christina Re Yakaboski | Registered representative | Aug 2025 (1y) | ||
| Terry Wayne Spencer | Registered representative | Sep 2025 (1y) | ||
| Jeffrey Houston Mitchell | Registered representative | CFP CFA | Sep 2025 (1y) | |
| Daniel Forester | Registered representative | Oct 2025 (1y) | ||
| Lisa Marie Rios | Registered representative | Nov 2025 (1y) | ||
| Blake Montgomery Stevens | Registered representative | Dec 2025 (1y) | ||
| Sandra Cross | Registered representative | Dec 2025 (1y) | ||
| Ryan Michael Wimbush | Registered representative | Jan 2026 (1y) | ||
| Vincent James Pigati | Registered representative | Feb 2026 (0y) | ||
| Nikolas Eugene Venuto | Registered representative | Apr 2026 (0y) | ||
| Janet Lynn Mooney | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Usic Investment Group Inc. | Shareholder | May 2017 | A | 75% or more |
| Usir Management Llc | Class A Shareholder | May 2017 | B | GP / trustee / elected manager of Usic Investment Group Inc. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Colorado Symphony Orchestra Money Purchase Pension Plan | Colorado Symphony Association | 84 | $11.6M | 09/01/2024 |
| Central Welding Supply, Inc. Profit Sharing Plan | Central Welding Supply, Inc. | 386 | $24.8M | 09/01/2024 |
| The Bush School 403(b) Retirement Plan | The Bush School | 297 | $49.7M | 07/01/2024 |
| University Child Development School 403(b) Plan | University Child Development School | 108 | $20.9M | 07/01/2024 |
| Key Tronic 401(k) Retirement Savings Plan | Key Tronic Corporation | 1,207 | $51.2M | 07/01/2024 |
| Birch Family Services Retirement Plan | Birch Family Services, Inc. | 652 | $26.7M | 07/01/2024 |
| Birch Family Services 403(b) Retirement Savings Plan | Birch Family Services, Inc. | 874 | $18.1M | 07/01/2024 |
| The Jewish Federation Of Omaha 403(b) Retirement Plan | The Jewish Federation Of Omaha, Inc. | 674 | $17.6M | 07/01/2024 |
| Civil Service Employees Association Employees' Salary Savings Plan | Civil Service Employees Association, Inc. | 411 | $28.5M | 06/01/2024 |
| Producers Retirement Plan Trust | Farmers Cooperative Compress | 34 | $10.3M | 05/01/2024 |
| Aiphone Corporation Employees Savings Plan | Aiphone Corporation | 142 | $21.2M | 04/01/2024 |
| Kwik Lok Corporation 401(k) Profit Sharing Plan And Trust | Kwik Lok Corporation | 152 | $10.7M | 04/01/2024 |
| Ntt Data Europe & Latam, Branch In Usa, Inc. 401(k) Retirement Plan | Ntt Data Europe & Latam, Branch In Usa, Inc. | 129 | $17.4M | 04/01/2024 |
| Enterprise Properties, Inc. 401(k) Savings Plan | Enterprise Properties, Inc. | 420 | $17.4M | 03/01/2024 |
| The Fresh Air Fund Pension Plan | The Fresh Air Fund | 61 | $4.2M | 02/01/2024 |
| Action Property Management, Inc. 401(k) Plan | Action Property Management, Inc. | 851 | $19.3M | 02/01/2024 |
| Premier Roofing Company 401(k) Plan | Premier Roofing Company, Llc | 143 | $4.7M | 01/01/2024 |
| Bosselman Employee Retirement Plan | Bosselman Administrative Services, Inc. | 923 | $14.5M | 01/01/2024 |
| Ideal Aerosmith, Inc. 401(k) Retirement Plan | Ideal Aerosmith, Inc. | 151 | $17.8M | 01/01/2024 |
| Spectrum Industries, Inc. 401(k) Savings Plan | Spectrum Industries, Inc. | 193 | $10.4M | 01/01/2024 |
| Mcc, Inc. 401(k) Salary Reduction Plan | Mcc, Inc. | 102 | $8.2M | 01/01/2024 |
| Torrington Savings Bank 401(k) Savings Plan | Torrington Savings Bank | 123 | $26.7M | 01/01/2024 |
| Connoisseur Media, Llc 401(k) Plan | Connoisseur Media, Llc | 247 | $10.7M | 01/01/2024 |
| Jpi Retirement Plan | Jpi Employment Services, Llc | 334 | $28.0M | 01/01/2024 |
| 401(k) Plan As Adopted By Westfield Bank | Westfield Bank | 328 | $48.1M | 01/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $16.1B (29% of AUM) Mar 2026
- Charles Schwab & Co. $14.9B (26% of AUM) Mar 2026
- Empower Retirement $7.5B (13% of AUM) Mar 2026
- Wells Fargo $2.9B (12% of AUM) Dec 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗