Steeloaks Investment Advisers, Inc.
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 108197
· SEC file 801-55467
· Weirton, WV
· WWW.STEELOAKS.COM
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $131M
- Discretionary
- $117M
- Clients
- 285
- Avg AUM / client
- $460K
- Accounts
- 288
- Employees
- 2
AUM over time
$115M
$223M
Mar 29, 2012
Mar 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 259 | $43.0M | 32.8% |
| High net worth individuals | 10 | $16.0M | 12.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $14.0M | 10.7% |
| State or municipal government entities | 6 | $41.0M | 31.3% |
| Corporations and other businesses | 10 | $17.0M | 13.0% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Allen Payne | Chairman/Ceo/Chief Compliance Officer | Mar 2005 (21y) | 50% – 75% | |
| Payne, Sara, M | Coo | Jul 2021 (5y) | 50% – 75% | |
| Donald John Kendrick | Registered representative | Jan 1997 (30y) | ||
| Sara Melissa Payne | Registered representative | Jan 1999 (28y) | ||
| Dewey Joseph Guida | Registered representative | Mar 2000 (26y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗