Legend Financial Advisors Inc
- Regulatory AUM
- $390M
- Discretionary
- $390M
- Clients
- 219
- Avg AUM / client
- $1.8M
- Accounts
- 219
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 98 | $48.9M | 12.6% |
| High net worth individuals | 117 | $329M | 84.4% |
| Pension and profit sharing plans | 2 | $11.3M | 2.9% |
| Charitable organizations | 1 | $167K | 0.04% |
| Corporations and other businesses | 1 | $389K | 0.1% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kail, Christopher, J | Owner And Director Of Marketing | May 2001 (25y) | 50% – 75% | |
| James Jude Holtzman | Ceo, President, Cco And Wealth Advisor | CFP | Apr 2004 (22y) | 50% – 75% |
| Robert Charles White | Registered representative | Apr 2021 (5y) | ||
| William Thomas Knight | Registered representative | CFP | Jan 2022 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $350M (90% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗