Prism Financial Group, Llc
- Regulatory AUM
- $30.7M
- Discretionary
- $0
- Clients
- 26
- Avg AUM / client
- $1.2M
- Accounts
- 26
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Feb 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $3.9M | 12.7% |
| High net worth individuals | 14 | $26.8M | 87.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Laird Noller Ford Retirement Plan Laird Noller Ford, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Walter Delorey | President/Chief Compliance Officer | CFP | Aug 1993 (33y) | 75% or more |
| Delorey, Barbara | Sec/Treasurer | Jun 2009 (17y) | 50% – 75% | |
| Adam Joseph Kaufer | Registered representative | CFP Chartered Financial Consultant | Sep 2020 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Laird Noller Ford Retirement Plan | Laird Noller Ford, Inc. | 392 | $11.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.
View current Form ADV (SEC/IAPD) ↗