Fogel Capital Management Inc
- Regulatory AUM
- $437M
- Discretionary
- $437M
- Clients
- 263
- Avg AUM / client
- $1.7M
- Accounts
- 529
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 130 | $39.4M | 9.01% |
| High net worth individuals | 108 | $373M | 85.5% |
| Pension and profit sharing plans | 24 | $24.0M | 5.5% |
| Charitable organizations | 1 | $69.0K | 0.02% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Frederick Fogel | President/Cfo | Jan 2001 (26y) | 50% – 75% | |
| Ruiz, Sheila | Chief Compliance Officer | Mar 2022 (4y) | Less than 5% | |
| Maxwell Charles Fogel | Registered representative | Mar 2023 (3y) | ||
| Deena L Jones | Registered representative | Mar 2025 (1y) | ||
| Casey Christine West | Registered representative | Apr 2025 (1y) | ||
| Charlene Fogel | Registered representative | Apr 2025 (1y) | ||
| Nicholas David Skillman | Registered representative | Jul 2025 (1y) | ||
| Blaise Hayden | Registered representative | Aug 2025 (1y) | ||
| Jodi Rachel Tribble | Registered representative | Aug 2025 (1y) |
Undisclosed: 20% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $350M (80% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗