Old Port Advisors, Inc
- Regulatory AUM
- $783M
- Discretionary
- $729M
- Clients
- 856
- Avg AUM / client
- $914K
- Accounts
- 2,245
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 601 | $289M | 36.9% |
| High net worth individuals | 215 | $392M | 50.1% |
| Pension and profit sharing plans | 34 | $97.4M | 12.4% |
| Charitable organizations | Fewer than 5 clients | $2.9M | 0.38% |
| Corporations and other businesses | 6 | $1.9M | 0.25% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tax Sheltered Annuity Plan For Employees Of Northern Maine Medical Center To Include Forest Hill And Valley Medical Association Northern Maine Medical Center | 2024 | |
| Open Pep Plan Professionals, Llc | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fredric Wallace Williams | President, Treasurer, And Secretary | Jan 1995 (32y) | 50% – 75% | |
| Tracy Warren Rogers | Executive Vice President | Nov 2004 (22y) | 10% – 25% | |
| Ben Weylin Daigle | Executive Vice President | Apr 2011 (15y) | 5% – 10% | |
| Jason Edward Foster | Executive Vice President | May 2012 (14y) | 10% – 25% | |
| Jake Thomas Kenyon | Executive Vice President | Oct 2019 (7y) | Less than 5% | |
| Mangino, Karen, Lindquist | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% | |
| Francis J Davies | Registered representative | Jan 2006 (21y) | ||
| Lawrence John Bowlan | Registered representative | Chartered Financial Consultant | Apr 2014 (12y) | |
| Richard Atwood Harlow | Registered representative | Feb 2016 (10y) | ||
| Erica Morgan Bly | Registered representative | Nov 2017 (9y) | ||
| Nan Margaret Pendleton | Registered representative | Dec 2024 (2y) | ||
| Dylan Frank | Registered representative | CFA | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tax Sheltered Annuity Plan For Employees Of Northern Maine Medical Center To Include Forest Hill And Valley Medical Association | Northern Maine Medical Center | 417 | $37.2M | 01/01/2024 |
| Open Pep | Plan Professionals, Llc | 18,762 | $355M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 865 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $680M (87% of AUM) May 2026
- Fidelity Brokerage Services $5.1M (1% of AUM) Oct 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗