Mount Lucas Management Lp
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 10
- Avg AUM / client
- $130M
- Accounts
- 12
- Employees
- 15
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | — | — |
| High net worth individuals | Fewer than 5 clients | $2.6M | 0.2% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Investment companies | 1 | $48.9M | 3.75% |
| Pooled investment vehicles (non-investment companies) | 4 | $321M | 24.6% |
| Pension and profit sharing plans | Fewer than 5 clients | — | — |
| Charitable organizations | Fewer than 5 clients | — | — |
| State or municipal government entities | 5 | $931M | 71.5% |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | Fewer than 5 clients | — | — |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $233M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Peak Partners Lp | Hedge Fund | Delaware | $233M | 53 |
People (10)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alcaly, Roger, Ellis | Director Of General Partner; Limited Partner | Jan 2011 (16y) | 10% – 25% | |
| Derosa, Paul, Richard | Director Of General Partner; Limited Partner | Jan 2011 (16y) | Less than 5% | |
| Ix, Raymond, E | Director Of General Partner; Limited Partner | Jan 2011 (16y) | 10% – 25% | |
| Aspell, David | Co Chief Investment Officer; Limited Partner | Jan 2015 (12y) | 10% – 25% | |
| Huang, Kent, Chen | Chief Risk Officer; Limited Partner | Jan 2015 (12y) | 5% – 10% | |
| Mehling, James, Alban | Controller; Limited Partner | Feb 2015 (12y) | Less than 5% | |
| Prior Iii, Gerald | Chief Operating Officer, Director Of General Partner; Limited Partner | Feb 2015 (12y) | 10% – 25% | |
| Rudderow, Timothy, John | Chief Executive Officer, Co Chief Investment Officer, Director Of General Partner; Limited Partner | Feb 2015 (12y) | 10% – 25% | |
| Cox, Gregory, J | Chief Financial Officer And Chief Compliance Officer; Limited Partner | Dec 2017 (9y) | 5% – 10% | |
| Ennis, Matthew, Stephen | Head Trader; Limited Partner | Dec 2018 (8y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mlm Llc | General Partner | Jan 2011 | A | Less than 5% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $233M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Peak Partners Lp | Hedge Fund | $233M | $250K | 53 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $600M (46% of AUM) Jun 2026
- BNY Mellon $311M (24% of AUM) Jun 2026
- State Street $62.6M (5% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗