Watermark Group, Inc.
- Regulatory AUM
- $3.8B
- Discretionary
- $3.8B
- Clients
- 6
- Avg AUM / client
- $637M
- Accounts
- 6
- Employees
- 22
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $3.8B | 100.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $2.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Parsec Trading Corp. master | Hedge Fund | British Virgin Islands | $1.5B | 48 |
| Parsec Plus Master Fund, Ltd. master | Hedge Fund | British Virgin Islands | $1.1B | 28 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lasky, Jesse, Evan | Chief Financial Officer | May 2001 (25y) | Less than 5% | |
| Woolf, Terence | Chief Compliance Officer | Mar 2018 (8y) | Less than 5% | |
| Nicolls, William, Gormley | Vice President | Dec 2021 (5y) | 10% – 25% | |
| Niforatos, John | Vice President | Dec 2021 (5y) | 10% – 25% | |
| Okun, Andrew, Marc | President | Dec 2021 (5y) | 25% – 50% | |
| Rowntree, David, Cedric | Vice President | Dec 2021 (5y) | 10% – 25% | |
| Walker, Dougin, Algase | Vice President & Trustee Of Dougin Walker Family Trust | Dec 2021 (5y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dougin Walker Family Trust | Non Voting Shareholder | Dec 2021 | A | 5% – 10% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $2.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Parsec Trading Corp. | Hedge Fund | $1.5B | $5.0M | 48 |
| Parsec Plus Master Fund, Ltd. | Hedge Fund | $1.1B | $5.0M | 28 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.55 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗