Halbert Wealth Management, Inc.
- Regulatory AUM
- $211M
- Discretionary
- $148M
- Clients
- 284
- Avg AUM / client
- $744K
- Accounts
- 602
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 143 | $49.1M | 23.3% |
| High net worth individuals | 106 | $114M | 53.8% |
| Pension and profit sharing plans | 1 | $1.1M | 0.53% |
| Corporations and other businesses | 4 | $6.3M | 2.98% |
| Other | 30 | $41.0M | 19.4% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Debi Benson Halbert | Chief Compliance Officer | Aug 1995 (31y) | 75% or more | |
| Denney, Phillip, Ray | Vice President | May 2011 (15y) | Less than 5% | |
| Rohlfs, Henry, James | Vice President | Apr 2014 (12y) | Less than 5% | |
| Brian William Halbert | Registered representative | Jul 2025 (1y) | ||
| Spencer Paul Wright | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 981 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $106M (50% of AUM) Apr 2026
- Guggenheim Investments $105M (50% of AUM) Apr 2026
- Guggenheim Securities, Llc $40.5M (25% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗