Smh Capital Advisors Llc
- Regulatory AUM
- $503M
- Discretionary
- $503M
- Clients
- 171
- Avg AUM / client
- $2.9M
- Accounts
- 171
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 161 | $28.3M | 5.63% |
| High net worth individuals | 6 | $9.5M | 1.88% |
| Investment companies | 2 | $98.1M | 19.5% |
| Pension and profit sharing plans | 0 | $350M | 69.5% |
| Insurance companies | 2 | $13.1M | 2.6% |
| Corporations and other businesses | 0 | $4.4M | 0.88% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dwayne Alan Moyers | President, Chief Investment Officer And Board Of Managers(9/2015) | Jun 1997 (29y) | ≈ 56.25% – 100% via Moyers Organization, Llc | |
| Lisa Celeste Haley | Vice President | Oct 2007 (19y) | Less than 5% | |
| Jeffrey Brandon Allred | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Moyers Organization, Llc | Member | Jul 2017 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Dwayne Alan Moyers: 75% – 100% of Moyers Organization, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Commissions
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- State Street $339M (67% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗