AUMdb

Guild Investment Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 108390 · SEC file 801-56863 · Westlake Village, CA · WWW.GUILDINVESTMENT.COM
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$185M
Discretionary
$185M
Clients
90
Avg AUM / client
$2.1M
Accounts
211
Employees
4

AUM over time

$117M $185M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 28 $8.9M 4.82%
High net worth individuals 60 $175M 94.7%
Pension and profit sharing plans 1 $146K 0.08%
Charitable organizations 1 $762K 0.41%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Montague Nmi Guild,Jr. Founder Jan 1978 (49y) 10% – 25%
Anthony Rutherford Danaher President, Chief Compliance Officer Jul 1994 (32y) 50% – 75%
Von Abele, Bronwyn, Ila Guild Vice President Oct 2019 (7y) 25% – 50%
Von Abele, Rudolph, Radama Executive Vice President Feb 2022 (5y) 10% – 25%

Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.07 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Subscription fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Publication of periodicals or newsletters

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗