Fairport Asset Management Corp
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 108414
· SEC file 801-32073
· Fairfield, CT
· WWW.FAIRPORTSERVICES.COM
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $11.7M
- Discretionary
- $4.4M
- Clients
- 51
- Avg AUM / client
- $230K
- Accounts
- 82
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 40 | $5.5M | 47.0% |
| High net worth individuals | 11 | $6.2M | 53.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger William Goetz | Registered representative | Jun 1988 (38y) | ||
| Adele Joy Goetz | Registered representative | May 2017 (9y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • SALES CHARGES, SELECTION AND MONITORING FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Market timing services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗