Polen Capital Credit, Llc
- Regulatory AUM
- $6.1B
- Discretionary
- $6.1B
- Clients
- 44
- Avg AUM / client
- $139M
- Accounts
- 44
- Employees
- 46
AUM over time
Annual snapshots from Form ADV filings · as of May 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 9 | $920M | 15.0% |
| Pooled investment vehicles (non-investment companies) | 14 | $1.2B | 19.9% |
| Pension and profit sharing plans | 8 | $1.8B | 28.9% |
| Charitable organizations | 3 | $402M | 6.56% |
| State or municipal government entities | 6 | $1.3B | 21.8% |
| Other investment advisers | 2 | $318M | 5.19% |
| Sovereign wealth funds and foreign official institutions | 1 | $163M | 2.66% |
| Corporations and other businesses | 1 | $0 | — |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $30.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Polen Capital Funds, Llc Polen Capital Opportunistic High Yield Fund | Other Private Fund | Delaware | $15.5M | 5 |
| Polen Capital Funds, Llc Polen Capital Floating Rate Loan Fund | Other Private Fund | Delaware | $10.8M | 5 |
| Polen Capital Funds, Llc Polen Capital U.S. High Yield Fund | Other Private Fund | Delaware | $4.0M | 3 |
| Polen Ddj Strategic Income Plus Fund, L.P. | Hedge Fund | Delaware | $0 | 8 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Moss, Stanley, Charles | Chief Executive Officer | Oct 2015 (11y) | Less than 5% | |
| Mccarthy, Joshua, Liam | Chief Compliance Officer/General Counsel | Jan 2022 (5y) | Less than 5% | |
| Davidowitz, Daniel, Adam | Trustee | Feb 2022 (5y) | GP / trustee / elected manager of Daniel A. Davidowitz Revocable Trust (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Polen Capital Management, Llc | Member | Jan 2022 | A | 75% or more |
| Polen Capital Holdings, Lp | Member | Jan 2020 | B | ≈ 37.5% – 75% via Polen Capital Management, Llc |
| Stan C. Moss Revocable Trust | Limited Partner | Jan 2020 | B | ≈ 9.38% – 37.5% via Polen Capital Holdings, Lp |
| Daniel A. Davidowitz Revocable Trust | Limited Partner | May 2022 | B | ≈ 9.38% – 37.5% via Polen Capital Holdings, Lp |
| Polen Capital Holdings Gp, Llc | General Partner | Jan 2020 | B | GP / trustee / elected manager of Polen Capital Holdings, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Polen Capital Holdings, Lp: 50% – 75% of Polen Capital Management, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Stan C. Moss Revocable Trust: 25% – 50% of Polen Capital Holdings, Lp × 50% – 75% of Polen Capital Management, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Daniel A. Davidowitz Revocable Trust: 25% – 50% of Polen Capital Holdings, Lp × 50% – 75% of Polen Capital Management, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $30.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Polen Capital Funds, Llc Polen Capital Opportunistic High Yield Fund | Other Private Fund | $15.5M | $2.5M | 5 |
| Polen Capital Funds, Llc Polen Capital Floating Rate Loan Fund | Other Private Fund | $10.8M | $2.5M | 5 |
| Polen Capital Funds, Llc Polen Capital U.S. High Yield Fund | Other Private Fund | $4.0M | $2.5M | 3 |
| Polen Ddj Strategic Income Plus Fund, L.P. | Hedge Fund | $0 | $5.0M | 8 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/04/2026 | 1.93 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $2.3B (37% of AUM) May 2026
- Citibank $942M (13% of AUM) May 2025
- State Street $773M (13% of AUM) May 2026
- BNY Mellon $626M (10% of AUM) May 2026
- Us Bancorp $346M (5% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 04, 2026.
View current Form ADV (SEC/IAPD) ↗