Sage Capital Management Llc
- Regulatory AUM
- $369M
- Discretionary
- $365M
- Clients
- 315
- Avg AUM / client
- $1.2M
- Accounts
- 317
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $14.4M | 3.91% |
| High net worth individuals | 249 | $334M | 90.6% |
| Pooled investment vehicles (non-investment companies) | 1 | $847K | 0.23% |
| Pension and profit sharing plans | Fewer than 5 clients | $11.0M | 2.98% |
| Charitable organizations | Fewer than 5 clients | $8.4M | 2.29% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $1.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Mw Sage Fund 1 Llc | Real Estate Fund | New York | $1.3M | 14 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lawrence Craig Busch | President And Chief Compliance Officer | CFA | Jan 1999 (28y) | 75% or more |
| Howard Theodore Gottlieb | Managing Director | Mar 2004 (22y) | 10% – 25% | |
| Gary Mitchell Du Boff | Registered representative | CFP | Jun 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $1.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Mw Sage Fund 1 Llc | Real Estate Fund | $1.3M | $100K | 14 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/25/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $353M (96% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗