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Wealth Manager · Large ($10B–$100B)
CRD 108559
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ADV data as of Jan 10, 2025
- Regulatory AUM
- $86.3B
- Discretionary
- $82.9B
- Clients
- 20,265
- Avg AUM / client
- $4.3M
- Accounts
- 56,585
- Employees
- 690
AUM over time
$6.8B
$140B
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Jan 10, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9,451 | $2.3B | 2.7% |
| High net worth individuals | 9,349 | $64.4B | 74.6% |
| Pooled investment vehicles (non-investment companies) | 97 | $6.8B | 7.94% |
| Pension and profit sharing plans | 547 | $931M | 1.08% |
| Charitable organizations | 338 | $3.2B | 3.66% |
| State or municipal government entities | Fewer than 5 | $108M | 0.12% |
| Corporations and other businesses | 483 | $8.5B | 9.85% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • PORTFOLIO CONSULTING / FLAT FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $69.7B (81% of AUM) Jan 2025
- National Financial Services (Fidelity) $7.7B (10% of AUM) Dec 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 10, 2025.