AUMdb

Valley View Consulting Llc

SEC-registered Investment Adviser · Large ($10B–$100B) CRD 108583 · SEC file 801-56181 · · WWW.VALLEYVIEWCONSULTINGLLC.COM
☆ Save with Pro ADV data as of Apr 06, 2026
Regulatory AUM
$16.4B
Discretionary
$0
Clients
76
Avg AUM / client
$216M
Accounts
76
Employees
11

AUM over time

$1.2B $16.4B
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Apr 06, 2026

Asset allocation (SMA assets by investment type)

as of Apr 06, 2026
Cash & equivalents
$9.5B 58%
Pooled investment vehicles
$4.3B 26%
US government & agency bonds
$2.3B 14%
Registered investment companies (funds/ETFs)
$164M 1%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
State or municipal government entities 76 $16.4B 100.0%

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Richard George Long Manager Oct 1998 (28y) 75% or more
Benjamin Franklin Day Registered representative Oct 2012 (14y)
Emily Anderson Upshaw Registered representative May 2016 (10y)
Timothy Dean Pinon Registered representative Nov 2020 (6y)
Jamie Dawn Hobbs Registered representative Apr 2022 (4y)
Orlando Abelardo Saenz Registered representative Dec 2023 (3y)
Adam Ryan Ringgenberg Registered representative Jun 2024 (2y)
Oscar Gomez Registered representative Jun 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/06/2026 958 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Portfolio management for businesses/institutional clients
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.

View current Form ADV (SEC/IAPD) ↗