Mark Gillam Enterprises
- Regulatory AUM
- $210M
- Discretionary
- $7.6M
- Clients
- 111
- Avg AUM / client
- $1.9M
- Accounts
- 546
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 69 | $19.2M | 9.12% |
| High net worth individuals | 39 | $177M | 84.3% |
| Pension and profit sharing plans | 1 | $4.8M | 2.29% |
| Charitable organizations | 2 | $9.1M | 4.34% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Gerald Gillam | Owner | Mar 2001 (25y) | GP / trustee / elected manager of Mark Gillam, Trustee Of The Chall (indirect) | |
| Candiani, Tami | Chief Compliance Officer | Mar 2006 (20y) | Less than 5% | |
| Frank Dino Cantone | Registered representative | Jun 2017 (9y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mark Gillam, Trustee Of The Chall | Owner | May 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 922 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Other fees
- • A NEGOTIATED % OF ATHLETE'S ANNUAL COMPENSATION REC'D FROM TEAM
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $201M (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 11, 2026.
View current Form ADV (SEC/IAPD) ↗