Seabridge Investment Advisors Llc
- Regulatory AUM
- $771M
- Discretionary
- $771M
- Clients
- 201
- Avg AUM / client
- $3.8M
- Accounts
- 482
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 62 | $31.0M | 4.02% |
| High net worth individuals | 123 | $474M | 61.5% |
| Pension and profit sharing plans | 3 | $8.5M | 1.1% |
| Charitable organizations | 5 | $161M | 20.9% |
| Other investment advisers | 1 | $85.7M | 11.1% |
| Corporations and other businesses | 7 | $10.5M | 1.37% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Howard Chin | Managing Director | CFA | Mar 2015 (11y) | 10% – 25% |
| Adrian Bjorn Morffi | Managing Director/ Chief Financial Officer | CFA | Feb 2017 (9y) | 10% – 25% |
| Matthew Richard Falkowski | Managing Director | CFA | Mar 2018 (8y) | 10% – 25% |
| Christopher Dewitt Hohlstein | Senior Managing Director | CFA | Jan 2021 (6y) | 25% – 50% |
| Garnett Lee Keith | Chairman Emeritus | Chartered Financial Consultant CFA | Jan 2021 (6y) | Less than 5% |
| Nicole J. Goberman | Chief Operating Officer/ Chief Compliance Officer/ Managing Director | Jan 2021 (6y) | 10% – 25% | |
| David Charles Descalzi | Registered representative | Jul 2003 (23y) | ||
| Robert J. Kolyer | Registered representative | Jun 2022 (4y) | ||
| Ka Wai Kevin Cheng | Registered representative | CFA | Jan 2023 (4y) | |
| Brandon Alexander Bottari | Registered representative | CFP | Sep 2024 (2y) | |
| Paul Helmut Auslander | Registered representative | CFP | Jan 2025 (2y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/03/2026 | 967 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $703M (91% of AUM) Jun 2026
- Morgan Stanley $67.9M (9% of AUM) Jun 2026
- Houston Trust Company $66.6M (10% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 03, 2026.
View current Form ADV (SEC/IAPD) ↗