Wainwright Investment Counsel Llc
- Regulatory AUM
- $5.5B
- Discretionary
- $127M
- Clients
- 214
- Avg AUM / client
- $25.8M
- Accounts
- 214
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 68 | $42.3M | 0.77% |
| High net worth individuals | 108 | $1.7B | 30.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $13.5M | 0.24% |
| Pension and profit sharing plans | 4 | $6.0M | 0.11% |
| Charitable organizations | 12 | $161M | 2.93% |
| State or municipal government entities | 10 | $2.8B | 51.5% |
| Corporations and other businesses | 9 | $25.3M | 0.46% |
| Other | 2 | $732M | 13.3% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $15.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Wainwright Renaissance Fund 1, L.P. (Series A Limited Partnership Interests) | Hedge Fund | Delaware | $15.1M | 12 |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Paul Bertonazzi | Chairman Of Wainwright Board, Chief Executive Officer, Chief Investment Officer | Aug 1999 (27y) | 10% – 25% | |
| Gustavo Adolfo Aristizabal | Member Of Wainwright Board, President And Corporate Secretary | Aug 1999 (27y) | 5% – 10% | |
| Stephen Dalton Barrett | Member Of Wainwright Board | Aug 1999 (27y) | 10% – 25% | |
| Jeffrey David Fabrizio | Director Of Research | Feb 2013 (13y) | Less than 5% | |
| Matthew Kirk Seney | Chief Operating Officer, Deputy Chief Investment Officer | CFA | Mar 2013 (13y) | Less than 5% |
| Martins, Paul, George | Member Of Wainwright Board, Chief Financial Officer, Chief Administrative Officer | Jul 2013 (13y) | Less than 5% | |
| Clark, Robert, Lee | Owner | Dec 2013 (13y) | Less than 5% | |
| Leonard, Margaret, Lorene | Chief Compliance Officer | Dec 2015 (11y) | Less than 5% | |
| Donald Ogden Ross | Registered representative | Feb 2001 (25y) | ||
| Michael Francis Dwyer | Registered representative | Feb 2001 (25y) | ||
| Paul Brian Perdigao | Registered representative | Jan 2002 (25y) | ||
| Michael William, Iii Siracuse | Registered representative | Jul 2013 (13y) | ||
| Salim Mark Khanachet | Registered representative | Jul 2013 (13y) | ||
| Ahmet Gucum | Registered representative | Dec 2022 (4y) | ||
| Everett Clinton Lewis | Registered representative | Jul 2023 (3y) |
Undisclosed: 15% – 75% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $15.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Wainwright Renaissance Fund 1, L.P. (Series A Limited Partnership Interests) | Hedge Fund | $15.1M | $100K | 12 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • BESPOKE ADVISORY AND CONSULTING SERVICES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- M&T Bank $2.9B (53% of AUM) Mar 2026
- People's United Bank, National Association $2.0B (41% of AUM) Jun 2022
- State Street $576M (10% of AUM) Jun 2025
- Bank Of America, National Association $351M (10% of AUM) Jun 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗