Haley & Summers Wealth Management, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 108722
· SEC file 801-57577
· Fort Wayne, IN
· HALEYANDSUMMERS.COM
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ADV data as of Jan 20, 2026
- Regulatory AUM
- $67.0M
- Discretionary
- $67.0M
- Clients
- 45
- Avg AUM / client
- $1.5M
- Accounts
- 45
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $15.0M | 22.4% |
| High net worth individuals | 12 | $52.0M | 77.6% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Roger Craig Summers | Registered representative | Dec 1991 (35y) | ||
| Jeffrey Lynn Haley | Registered representative | Aug 2000 (26y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/20/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 20, 2026.
View current Form ADV (SEC/IAPD) ↗