Schultz Financial Group Incorporated
- Regulatory AUM
- $215M
- Discretionary
- $0
- Clients
- 116
- Avg AUM / client
- $1.9M
- Accounts
- 478
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 53 | $28.3M | 13.2% |
| High net worth individuals | 57 | $179M | 83.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.5M | 1.65% |
| Corporations and other businesses | 6 | $3.7M | 1.74% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Russell Corey Schultz | Ceo | CFP | Nov 1982 (44y) | ≈ 37.5% – 75% via Schultz Family 2005 Trust |
| Vicki Paula Schultz | Executive Vice President | CFP | May 1984 (42y) | ≈ 37.5% – 75% via Schultz Family 2005 Trust |
| Jennifer Leigh Specter | Chief Compliance Officer, Chief Operations Officer | Jul 2016 (10y) | 10% – 25% | |
| Alyssa Jane Dalbey | Vice President | CFP | Dec 2017 (9y) | 5% – 10% |
| Kayleigh Suzanne Horn | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schultz Family 2005 Trust | Shareholder | Aug 2005 | A | 75% or more |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Russell Corey Schultz: 50% – 75% of Schultz Family 2005 Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Vicki Paula Schultz: 50% – 75% of Schultz Family 2005 Trust × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $213M (99% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗