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Wealth Manager · Small ($100M–$1B)
CRD 108801
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ADV data as of Apr 30, 2025
- Regulatory AUM
- $505M
- Discretionary
- $359M
- Clients
- 101
- Avg AUM / client
- $5.0M
- Accounts
- 299
- Employees
- 2
AUM over time
$313M
$562M
Feb 17, 2012
Apr 30, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 48 | $14.4M | 2.84% |
| High net worth individuals | 53 | $464M | 91.9% |
| Charitable organizations | Fewer than 5 | $26.5M | 5.25% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2025.