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Wealth Manager · Small ($100M–$1B)
CRD 108916
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ADV data as of Mar 26, 2025
- Regulatory AUM
- $311M
- Discretionary
- $311M
- Clients
- 101
- Avg AUM / client
- $3.1M
- Accounts
- 328
- Employees
- 2
AUM over time
$43.8M
$311M
Mar 15, 2012
Mar 26, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 85 | $11.7M | 3.75% |
| High net worth individuals | 13 | $278M | 89.5% |
| Charitable organizations | 2 | $20.9M | 6.73% |
| Corporations and other businesses | 1 | $4.2K | 0.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $133M (43% of AUM) Mar 2025
- Bdt & Msd Partners, Llc $51.4M (17% of AUM) Mar 2025
- Bdt & Company, Llc $43.1M (17% of AUM) Nov 2022
- Northern Trust $35.4M (15% of AUM) Mar 2021
- UBS $27.7M (11% of AUM) Nov 2022
- Us Capital Global Securities, Llc $26.5M (10% of AUM) Nov 2022
- Atlantic Trust Company, N.A. $24.3M (15% of AUM) Mar 2018
- Cibc Private Wealth Group, Llc $22.1M (16% of AUM) Apr 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2025.