T. Rowe Price Advisory Services, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 108958
· SEC file 801-58098
· Owings Mills, MD
· WWW.YOUTUBE.COM
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ADV data as of Jun 22, 2026
- Regulatory AUM
- $5.9B
- Discretionary
- $5.9B
- Clients
- 13,517
- Avg AUM / client
- $436K
- Accounts
- 13,518
- Employees
- 92
AUM over time
$0
$5.9B
Nov 2016
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13,517 | $5.9B | 100.0% |
| Corporations and other businesses | Fewer than 5 clients | $1.5M | 0.03% |
People (453)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mumford, Stephanie, Peters | Chief Compliance Officer | Mar 2018 (8y) | Less than 5% | |
| Phillip Korenman | President/Director | Aug 2019 (7y) | Less than 5% | |
| Craig Michael Gross | Director | CFA | Sep 2019 (7y) | Less than 5% |
| Johnson, Christine, Marie | Director | Jan 2022 (5y) | Less than 5% | |
| Thompson, Toby, Marcus | Director | Jan 2022 (5y) | Less than 5% | |
| Daniel Michael Middelton | Registered representative | May 2001 (25y) | ||
| Constance Englesson Weil | Registered representative | Jun 2001 (25y) | ||
| Martin Dailey Allenbaugh | Registered representative | CFP | Aug 2001 (25y) | |
| Danica Marcy Campbell | Registered representative | May 2002 (24y) | ||
| Thomas John Kelly | Registered representative | Aug 2003 (23y) | ||
| Charles E Johnson | Registered representative | CFP | Mar 2006 (20y) | |
| Robert Kelley Lathen | Registered representative | Feb 2007 (19y) | ||
| Peter Anthony Delibro | Registered representative | Mar 2007 (19y) | ||
| Robert Jeremy Mitchell | Registered representative | Nov 2008 (18y) | ||
| Christopher David Browne | Registered representative | Jan 2009 (18y) | ||
| Peter V Nguyen | Registered representative | CFP | Jul 2009 (17y) | |
| Kevin Joseph Campbell | Registered representative | Jan 2010 (17y) | ||
| Quentin J Vannelli | Registered representative | Mar 2010 (16y) | ||
| Andreas Witold Schmitke | Registered representative | Sep 2010 (16y) | ||
| Jared Mark De Jong | Registered representative | CFP | Sep 2010 (16y) | |
| Shawn Allen Sacchetti | Registered representative | CFP | Sep 2010 (16y) | |
| Scott James Honea | Registered representative | CFP | Nov 2010 (16y) | |
| Chad Michael Berman | Registered representative | CFP | Dec 2010 (16y) | |
| Jeremy Ryan Flagg | Registered representative | CFP | Jan 2011 (16y) | |
| Joseph Matthew Palazzolo | Registered representative | Feb 2011 (15y) | ||
| Bridgette Marie Mathias | Registered representative | Mar 2011 (15y) | ||
| Mark Alex Scarborough | Registered representative | CFP | Apr 2011 (15y) | |
| Benjamin Andrew Prensner | Registered representative | CFP | Jul 2011 (15y) | |
| Dennis James Elliott | Registered representative | Aug 2011 (15y) | ||
| Jennifer Lynn Hunziker | Registered representative | CFP | Aug 2011 (15y) | |
| Erik Christopher Ronne | Registered representative | Sep 2011 (15y) | ||
| Stephanie Liann Quine | Registered representative | Sep 2011 (15y) | ||
| Mark Allen Yorkston | Registered representative | Nov 2011 (15y) | ||
| Dorothy C Sawyer | Registered representative | Nov 2011 (15y) | ||
| Christopher Paul Belcher | Registered representative | CFP | Nov 2011 (15y) | |
| Daniel Lee Mclane | Registered representative | CFP | Nov 2011 (15y) | |
| John K Ramirez | Registered representative | Mar 2012 (14y) | ||
| Jennifer Lauren Suess | Registered representative | CFP | Apr 2012 (14y) | |
| Robin Lynette Feil | Registered representative | Jul 2012 (14y) | ||
| Kelli Rebecca Parris | Registered representative | Oct 2012 (14y) | ||
| Daniel J Little | Registered representative | CFP | Nov 2012 (14y) | |
| Darrell Reagan | Registered representative | CFP | Mar 2013 (13y) | |
| Erick Hamill Morr | Registered representative | Mar 2013 (13y) | ||
| Brent A Andersen | Registered representative | Jun 2013 (13y) | ||
| Benjamin Paul Defelice | Registered representative | Jun 2013 (13y) | ||
| Benjamin W Lythgoe | Registered representative | CFP | Sep 2013 (13y) | |
| Christopher Peter Photiou | Registered representative | CFP | Oct 2013 (13y) | |
| Myles R Mccomas | Registered representative | Oct 2013 (13y) | ||
| Alan Michael Swan | Registered representative | Jan 2014 (13y) | ||
| Matthew Joseph Spratt | Registered representative | CFP | Mar 2014 (12y) | |
| Ashley Marie Ziegler | Registered representative | Apr 2014 (12y) | ||
| Billy Kenneth Maxwell | Registered representative | Apr 2014 (12y) | ||
| Sean Patrick Kilcoyne | Registered representative | CFP | May 2014 (12y) | |
| Gustav Jakowitsch Iii | Registered representative | Jun 2014 (12y) | ||
| Michael Paul Zinn | Registered representative | Aug 2014 (12y) | ||
| Leah Michelle Johns | Registered representative | Aug 2014 (12y) | ||
| Steven Clark Eyler | Registered representative | CFP | Aug 2014 (12y) | |
| Kelly Danielle Somorin | Registered representative | Aug 2014 (12y) | ||
| William Eugene Mcdowell | Registered representative | Oct 2014 (12y) | ||
| Steven Michael Scheller | Registered representative | Nov 2014 (12y) | ||
| Alexander James Vahsen | Registered representative | Nov 2014 (12y) | ||
| Patrick Thomas Farrell | Registered representative | Nov 2014 (12y) | ||
| Matthew Vincent Mcmenamin | Registered representative | Feb 2015 (11y) | ||
| Mark Edward Clarke | Registered representative | Feb 2015 (11y) | ||
| Jessica Annabelle Rupp | Registered representative | Mar 2015 (11y) | ||
| Anthony Nicholas Cefolo | Registered representative | Apr 2015 (11y) | ||
| Jason Lee Bandel | Registered representative | Jun 2015 (11y) | ||
| Bridgette Emily Gill | Registered representative | Jul 2015 (11y) | ||
| Lance William Cox | Registered representative | Jul 2015 (11y) | ||
| Helga Lizet Moon | Registered representative | Sep 2015 (11y) | ||
| Stephen Alex Mezzei | Registered representative | Oct 2015 (11y) | ||
| Michael Ray Dionne | Registered representative | CFP | Nov 2015 (11y) | |
| Alan Terry Warren | Registered representative | Jan 2016 (11y) | ||
| Daniel Flattery Beadell | Registered representative | Mar 2016 (10y) | ||
| Joseph James Walsh | Registered representative | CFP | Mar 2016 (10y) | |
| Jacob Francis Santore | Registered representative | CFP | Mar 2016 (10y) | |
| John David Palmen | Registered representative | May 2016 (10y) | ||
| Anthony Michael Gama | Registered representative | Jul 2016 (10y) | ||
| Joseph Samuel Killion | Registered representative | Aug 2016 (10y) | ||
| Danielle Suess | Registered representative | Aug 2016 (10y) | ||
| Anthony James Carleton | Registered representative | CFP | Aug 2016 (10y) | |
| Nolan Ryan Reagan | Registered representative | Oct 2016 (10y) | ||
| Thuc Minh Phan | Registered representative | CFP | Oct 2016 (10y) | |
| Dave Michael Pugh | Registered representative | Dec 2016 (10y) | ||
| Jason David Zulkosky | Registered representative | Dec 2016 (10y) | ||
| Nicholas Andrew Pagano | Registered representative | Dec 2016 (10y) | ||
| Peter W Lush | Registered representative | Dec 2016 (10y) | ||
| Ryan Steele Reese | Registered representative | CFP | Dec 2016 (10y) | |
| Lisa Kaye Mcgarvey | Registered representative | Dec 2016 (10y) | ||
| Carolyn Y Yamada | Registered representative | CFP | Jan 2017 (10y) | |
| Matthew T Grayson | Registered representative | Jan 2017 (10y) | ||
| Andrew Christopher Heiges | Registered representative | CFP | Jan 2017 (10y) | |
| Roger Allen Young | Registered representative | CFP | Jan 2017 (10y) | |
| Jeffrey A Burns | Registered representative | CFP | Jan 2017 (10y) | |
| Lindsay Frank Theodore | Registered representative | CFP | Jan 2017 (10y) | |
| Daniel J Tambellini | Registered representative | CFP | Feb 2017 (10y) | |
| Joseph James Majewski | Registered representative | Feb 2017 (9y) | ||
| Tierra Verlia Mc Lain | Registered representative | Mar 2017 (9y) | ||
| Zachary Richard Riese | Registered representative | Mar 2017 (9y) | ||
| Jillian Christine Olson | Registered representative | Mar 2017 (9y) | ||
| Kelley Deneen Coates Carter | Registered representative | CFP | May 2017 (9y) | |
| Daniel James Nelson | Registered representative | Jun 2017 (9y) | ||
| Keith Andre Holmes | Registered representative | CFP | Jul 2017 (9y) | |
| Andrew Arbik Adrian | Registered representative | Jan 2018 (9y) | ||
| Joshua Allen Pape | Registered representative | CFP | Jan 2018 (9y) | |
| Jillian Kathryn Stewart | Registered representative | Feb 2018 (9y) | ||
| Keith Joseph Brennan | Registered representative | CFP | Feb 2018 (8y) | |
| Jonathan Erik Keener | Registered representative | Mar 2018 (8y) | ||
| Luke Elliott Land | Registered representative | Apr 2018 (8y) | ||
| Andre Antonio Newell | Registered representative | Jul 2018 (8y) | ||
| Cecil Rockhill | Registered representative | Sep 2018 (8y) | ||
| Erin Marie Hogan | Registered representative | Nov 2018 (8y) | ||
| John Joseph Fazzini | Registered representative | CFP | Nov 2018 (8y) | |
| Patrick Charles Hartnett | Registered representative | Nov 2018 (8y) | ||
| Molly Kay Tjaden | Registered representative | CFP | Nov 2018 (8y) | |
| Christopher Roland Kraisser | Registered representative | Jan 2019 (8y) | ||
| Shital Kamlesh Zalen | Registered representative | Feb 2019 (7y) | ||
| Kristopher C Kell | Registered representative | Feb 2019 (7y) | ||
| Matthew Wenzlaff | Registered representative | Chartered Financial Consultant | Feb 2019 (7y) | |
| Michael P Bruno | Registered representative | CFP | Mar 2019 (7y) | |
| Kristina Nicole Radke | Registered representative | Mar 2019 (7y) | ||
| Sheldon Daniel Dipnarine | Registered representative | Mar 2019 (7y) | ||
| Cesar Ernesto Silva Medina | Registered representative | Apr 2019 (7y) | ||
| Robert Arnold Skaare | Registered representative | Apr 2019 (7y) | ||
| Barbara Ann Bielucki | Registered representative | Apr 2019 (7y) | ||
| Zachary John Bachman | Registered representative | Apr 2019 (7y) | ||
| Kyle Douglas Kane | Registered representative | May 2019 (7y) | ||
| Matthew Stuckey | Registered representative | CFP | Jun 2019 (7y) | |
| Joel Robert Zapf | Registered representative | CFP | Jun 2019 (7y) | |
| Jonathan Michael Apgar | Registered representative | CFP | Jun 2019 (7y) | |
| David Michael Flutts | Registered representative | Jun 2019 (7y) | ||
| Robert Clayton Cooper | Registered representative | Jul 2019 (7y) | ||
| Craig Nathen Ristuben | Registered representative | Aug 2019 (7y) | ||
| Ever Adan Rascon | Registered representative | Aug 2019 (7y) | ||
| Matthew Bille | Registered representative | Aug 2019 (7y) | ||
| Zeyn E Desai | Registered representative | Aug 2019 (7y) | ||
| Rene Adam Bardel | Registered representative | Aug 2019 (7y) | ||
| Logan Michael Levin | Registered representative | CFP | Aug 2019 (7y) | |
| Emily Herstein | Registered representative | CFP | Aug 2019 (7y) | |
| Jacob M Brandherm | Registered representative | Aug 2019 (7y) | ||
| Kristina R Meisner | Registered representative | CFP | Aug 2019 (7y) | |
| Jeffrey Jon Jergensen | Registered representative | Aug 2019 (7y) | ||
| Robert Daniel Welliver | Registered representative | Sep 2019 (7y) | ||
| James Donald Mc Neill | Registered representative | Sep 2019 (7y) | ||
| Nicholas Benjamin Dawson | Registered representative | Sep 2019 (7y) | ||
| Sophie Ann Chavanon | Registered representative | Sep 2019 (7y) | ||
| Lemium Johnson | Registered representative | Oct 2019 (7y) | ||
| Daniel Craig | Registered representative | Oct 2019 (7y) | ||
| Kiauna Sharelle Tilley | Registered representative | Oct 2019 (7y) | ||
| Joseph M Turek | Registered representative | Oct 2019 (7y) | ||
| Monica Elaine Bussell | Registered representative | Oct 2019 (7y) | ||
| Britany Elizabeth Riley | Registered representative | Oct 2019 (7y) | ||
| Lisa Jan Naugle | Registered representative | Oct 2019 (7y) | ||
| Joseph Dean Pollitt | Registered representative | Oct 2019 (7y) | ||
| Ekaterina S Scott | Registered representative | CFP | Nov 2019 (7y) | |
| Grant Russell Williams | Registered representative | Dec 2019 (7y) | ||
| Chad Lee Baker | Registered representative | Dec 2019 (7y) | ||
| George Nepacena Mejia | Registered representative | Dec 2019 (7y) | ||
| Angela M Lancaster | Registered representative | Jan 2020 (7y) | ||
| Tracy Sam Kuddar | Registered representative | Feb 2020 (6y) | ||
| Mariano K Tomaszewski | Registered representative | Feb 2020 (6y) | ||
| Lewis J Brown | Registered representative | Apr 2020 (6y) | ||
| Brooke Elizabeth Navin | Registered representative | May 2020 (6y) | ||
| Dante Maurice Chestnut | Registered representative | CFP | May 2020 (6y) | |
| Edward Lee Wilson | Registered representative | May 2020 (6y) | ||
| Brendon Randall Buff | Registered representative | Jun 2020 (6y) | ||
| Daniel J Martinez | Registered representative | Jun 2020 (6y) | ||
| Mahendrakumar Shivaji Gavade | Registered representative | Jul 2020 (6y) | ||
| Michael Hanson Festa | Registered representative | Jul 2020 (6y) | ||
| Kelsey Lorene Bylund | Registered representative | Aug 2020 (6y) | ||
| Ronda Dora Blake | Registered representative | CFP | Aug 2020 (6y) | |
| Jennifer Whelley | Registered representative | Sep 2020 (6y) | ||
| Kevin Henry | Registered representative | Nov 2020 (6y) | ||
| Bradley Dale Schramek | Registered representative | Nov 2020 (6y) | ||
| Richard Scott Czypinski | Registered representative | Jan 2021 (6y) | ||
| Christina Suzanne Medina | Registered representative | Mar 2021 (5y) | ||
| Erich Francis Luebkert | Registered representative | CFP | Mar 2021 (5y) | |
| Christopher Agnes | Registered representative | Apr 2021 (5y) | ||
| Steven Page | Registered representative | CFP | Apr 2021 (5y) | |
| Dylan Russell Lockard | Registered representative | Apr 2021 (5y) | ||
| Shawn David Kalendek | Registered representative | May 2021 (5y) | ||
| Linley P Pangan | Registered representative | May 2021 (5y) | ||
| Benjamin Roosevelt Taylor | Registered representative | May 2021 (5y) | ||
| Hayden Riley Nolder | Registered representative | CFP | May 2021 (5y) | |
| Rachel Marie Gabriszeski | Registered representative | May 2021 (5y) | ||
| David Edward Wintterle | Registered representative | Jun 2021 (5y) | ||
| Sean Francis Sivo | Registered representative | Jun 2021 (5y) | ||
| Cayna M Worl | Registered representative | Jul 2021 (5y) | ||
| Cornelius D Evans | Registered representative | Jul 2021 (5y) | ||
| Justin Carpenter | Registered representative | Aug 2021 (5y) | ||
| Andrew Raymond Tarantula | Registered representative | Aug 2021 (5y) | ||
| Brandon Kriebel | Registered representative | CFA | Sep 2021 (5y) | |
| Jerome Schuler | Registered representative | Oct 2021 (5y) | ||
| Hector E Pagan | Registered representative | Oct 2021 (5y) | ||
| David Bowen | Registered representative | Nov 2021 (5y) | ||
| Steven Howard Baden | Registered representative | Nov 2021 (5y) | ||
| Anne Paca Chambers | Registered representative | Dec 2021 (5y) | ||
| Steven James Homans | Registered representative | Dec 2021 (5y) | ||
| Sheila Anne James | Registered representative | Jan 2022 (5y) | ||
| Denise R Murray Johansson | Registered representative | Jan 2022 (5y) | ||
| John Patrick Mulligan | Registered representative | Feb 2022 (4y) | ||
| Robin Michael Meyer | Registered representative | Feb 2022 (4y) | ||
| Austin Mc Cown | Registered representative | Feb 2022 (4y) | ||
| Kathleen Annette Koch | Registered representative | Feb 2022 (4y) | ||
| Paul Pattee Sypert | Registered representative | Apr 2022 (4y) | ||
| Adriano Cruz | Registered representative | Apr 2022 (4y) | ||
| Aaron Thomas Sauro | Registered representative | May 2022 (4y) | ||
| Bradley Hal Yates | Registered representative | CFA | May 2022 (4y) | |
| Christine Cherie Lewis | Registered representative | May 2022 (4y) | ||
| Joshua M Bullis | Registered representative | May 2022 (4y) | ||
| Omar Alejandro Gerrero | Registered representative | May 2022 (4y) | ||
| Anthony B Nhe | Registered representative | May 2022 (4y) | ||
| Matthew M Baarts | Registered representative | CFP | May 2022 (4y) | |
| Lauren Jessie Greenbaum | Registered representative | May 2022 (4y) | ||
| Melissa Marie Placek | Registered representative | May 2022 (4y) | ||
| Hannah K Rouse | Registered representative | May 2022 (4y) | ||
| James Hodnett | Registered representative | Jun 2022 (4y) | ||
| Cynthia Garcia | Registered representative | Jun 2022 (4y) | ||
| Eric R Knudson | Registered representative | Jun 2022 (4y) | ||
| Wendy Sue Chavez | Registered representative | Jun 2022 (4y) | ||
| Julien Joseph Anthony De Polo | Registered representative | Jun 2022 (4y) | ||
| Christopher Michael Riolo | Registered representative | Jun 2022 (4y) | ||
| Pedro A Rodriguez | Registered representative | CFP | Jul 2022 (4y) | |
| Rico Williams | Registered representative | Jul 2022 (4y) | ||
| Lee D Rodriguez Mercado | Registered representative | Jul 2022 (4y) | ||
| Brian T Beckwith | Registered representative | Jul 2022 (4y) | ||
| Luke R Smith | Registered representative | Jul 2022 (4y) | ||
| Paul Joseph Mckenna | Registered representative | CFP | Jul 2022 (4y) | |
| Mario Antonio Duran | Registered representative | Aug 2022 (4y) | ||
| Greg L Kokemuller | Registered representative | Aug 2022 (4y) | ||
| Michael Paul Simon | Registered representative | Aug 2022 (4y) | ||
| Nolan W Powers | Registered representative | Aug 2022 (4y) | ||
| Aaron K Maclaren | Registered representative | Aug 2022 (4y) | ||
| Arryn Elizabeth Kempner | Registered representative | CFP | Sep 2022 (4y) | |
| Ross Xavier Snodderly | Registered representative | Sep 2022 (4y) | ||
| Jacob A Bennett | Registered representative | Sep 2022 (4y) | ||
| Albert Brandon Shirkey | Registered representative | Sep 2022 (4y) | ||
| Brian T Whalen | Registered representative | Sep 2022 (4y) | ||
| Ryan N Rineck | Registered representative | Sep 2022 (4y) | ||
| Grant P Burchette | Registered representative | Oct 2022 (4y) | ||
| Mitchell L Schwager | Registered representative | Oct 2022 (4y) | ||
| Jose Gabriel Diaz | Registered representative | Oct 2022 (4y) | ||
| Lucy Gussio | Registered representative | Oct 2022 (4y) | ||
| Sergio Gutierrez Carballido | Registered representative | Oct 2022 (4y) | ||
| Dao H Nguyen | Registered representative | Oct 2022 (4y) | ||
| John P Alberto | Registered representative | Oct 2022 (4y) | ||
| Ruzzell Grace Gan Fleischmann | Registered representative | Nov 2022 (4y) | ||
| Hong Y Chiu | Registered representative | Nov 2022 (4y) | ||
| Sam James Maclay Rice | Registered representative | Nov 2022 (4y) | ||
| Donald H Weinle | Registered representative | Nov 2022 (4y) | ||
| Nolan E Mc Neill | Registered representative | Nov 2022 (4y) | ||
| Jacob M Fischenich | Registered representative | Dec 2022 (4y) | ||
| Brendan Kyle Flannery | Registered representative | Dec 2022 (4y) | ||
| James Lohrmann | Registered representative | Dec 2022 (4y) | ||
| Moriah Yousefi | Registered representative | Dec 2022 (4y) | ||
| Omari Russell | Registered representative | Dec 2022 (4y) | ||
| Michael R Cordrey | Registered representative | Dec 2022 (4y) | ||
| Joshua D Moore | Registered representative | Jan 2023 (4y) | ||
| Nicole M Destefano | Registered representative | Jan 2023 (4y) | ||
| Trevor Patrick Dunn | Registered representative | Jan 2023 (4y) | ||
| Andrew Baxley | Registered representative | Jan 2023 (4y) | ||
| Michael D Benedetto | Registered representative | Jan 2023 (4y) | ||
| Joseph F Radack | Registered representative | CFP | Jan 2023 (4y) | |
| Andrew T Krafft | Registered representative | Feb 2023 (3y) | ||
| Riley P Gaeger | Registered representative | CFP | Feb 2023 (3y) | |
| Nathaniel Alan Adams | Registered representative | Feb 2023 (3y) | ||
| Michael Regan Chasney | Registered representative | Mar 2023 (3y) | ||
| Steven Zachary Phillips | Registered representative | Apr 2023 (3y) | ||
| Charles L Pizzillo | Registered representative | CFP | May 2023 (3y) | |
| Timothy Booker | Registered representative | May 2023 (3y) | ||
| Vytas C Rivers | Registered representative | CFP | May 2023 (3y) | |
| Michael Thomas Knops | Registered representative | Jun 2023 (3y) | ||
| Adam Michael Kwiatkowski | Registered representative | Jun 2023 (3y) | ||
| Ian A Sotir | Registered representative | Jun 2023 (3y) | ||
| Timothy Ryan Puckett | Registered representative | Jun 2023 (3y) | ||
| Michael Rouzer | Registered representative | Jun 2023 (3y) | ||
| Jenifer Forde | Registered representative | Jun 2023 (3y) | ||
| David Michael Brooks | Registered representative | Jul 2023 (3y) | ||
| Samuel M Petti | Registered representative | Jul 2023 (3y) | ||
| Brent M Carroll | Registered representative | Aug 2023 (3y) | ||
| Travis J Provost | Registered representative | Aug 2023 (3y) | ||
| Brian Atakpo | Registered representative | Aug 2023 (3y) | ||
| Russell C Burns | Registered representative | CFP | Aug 2023 (3y) | |
| Kevin Daniel Mc Hugh | Registered representative | Sep 2023 (3y) | ||
| Erica L Monroe | Registered representative | Sep 2023 (3y) | ||
| Steven Brown | Registered representative | Sep 2023 (3y) | ||
| Andrew R Hoffman | Registered representative | Oct 2023 (3y) | ||
| Richard Alan Fernandez | Registered representative | CFP | Oct 2023 (3y) | |
| Connie J Corjay | Registered representative | Oct 2023 (3y) | ||
| Amanda Kathleen Work | Registered representative | Oct 2023 (3y) | ||
| Bret Polopolus Meredith | Registered representative | Oct 2023 (3y) | ||
| Jason M Ruch | Registered representative | Oct 2023 (3y) | ||
| Thomas Johansson Bracken | Registered representative | Oct 2023 (3y) | ||
| Agron Elmazi | Registered representative | CFP | Oct 2023 (3y) | |
| Hyungwook Lee | Registered representative | Nov 2023 (3y) | ||
| Jacob Allen Petersen | Registered representative | Nov 2023 (3y) | ||
| Chad Alan Watkins | Registered representative | Dec 2023 (3y) | ||
| Lisa M Busa | Registered representative | Dec 2023 (3y) | ||
| Jaylen M Fuller | Registered representative | Jan 2024 (3y) | ||
| Connor K Martin | Registered representative | Jan 2024 (3y) | ||
| Mike F Fafaul | Registered representative | Jan 2024 (3y) | ||
| Daniel James Storment | Registered representative | CFP | Jan 2024 (3y) | |
| Bryan P Ator | Registered representative | Jan 2024 (3y) | ||
| Kevin H Kyle | Registered representative | Jan 2024 (3y) | ||
| Robert Heiskell Hill | Registered representative | CFP | Feb 2024 (2y) | |
| Earl Choi | Registered representative | Feb 2024 (2y) | ||
| Moises Reyes Campos | Registered representative | Feb 2024 (2y) | ||
| Brandon E Twigg | Registered representative | Mar 2024 (2y) | ||
| Christopher A Dobbins | Registered representative | Mar 2024 (2y) | ||
| Damon S Cherry | Registered representative | Mar 2024 (2y) | ||
| Fathima Sabeeha Wafik | Registered representative | Mar 2024 (2y) | ||
| Francis Walsh | Registered representative | Apr 2024 (2y) | ||
| Malick M Ndoye | Registered representative | Apr 2024 (2y) | ||
| Jasmine La Dawnte Byrd | Registered representative | Apr 2024 (2y) | ||
| Sally Joan Bowen | Registered representative | Apr 2024 (2y) | ||
| Kevin Edward Sugermeyer | Registered representative | Apr 2024 (2y) | ||
| Andrea Patricia Ordahl | Registered representative | May 2024 (2y) | ||
| Michael D Oye Adeniran | Registered representative | May 2024 (2y) | ||
| Charles D Fuller | Registered representative | CFP | May 2024 (2y) | |
| Christopher Lashley | Registered representative | May 2024 (2y) | ||
| James A Maher | Registered representative | Jun 2024 (2y) | ||
| John T Szymanski | Registered representative | Jun 2024 (2y) | ||
| Caitlyn E O Connor | Registered representative | Jun 2024 (2y) | ||
| Bryan Scott Mc Cain | Registered representative | Jun 2024 (2y) | ||
| Clayton Alexander Eaton | Registered representative | Jun 2024 (2y) | ||
| Matthew Richard Warfield | Registered representative | Jun 2024 (2y) | ||
| Eran N Richter | Registered representative | Jun 2024 (2y) | ||
| Parker Bell | Registered representative | Jul 2024 (2y) | ||
| Kenneth S Krell | Registered representative | Jul 2024 (2y) | ||
| Jonas Alan Merk | Registered representative | Jul 2024 (2y) | ||
| Brandon C Campbell | Registered representative | Jul 2024 (2y) | ||
| Brian P Malone | Registered representative | Jul 2024 (2y) | ||
| Gregory Lorenzo Dale | Registered representative | Jul 2024 (2y) | ||
| Joseph B Carrara | Registered representative | Aug 2024 (2y) | ||
| Holden Rieping | Registered representative | Aug 2024 (2y) | ||
| Domenique Gibson | Registered representative | Aug 2024 (2y) | ||
| Jeffrey B Sebree | Registered representative | Aug 2024 (2y) | ||
| Philip I Lo | Registered representative | Aug 2024 (2y) | ||
| Brittany Nicole Chittams | Registered representative | CFP | Sep 2024 (2y) | |
| Matthew Carmen Franklin Wells | Registered representative | CFP | Sep 2024 (2y) | |
| Michael E Sullivan | Registered representative | Sep 2024 (2y) | ||
| John J Juliano | Registered representative | CFP | Sep 2024 (2y) | |
| Magaly H Williams | Registered representative | Sep 2024 (2y) | ||
| Kameron Shane Queen | Registered representative | Sep 2024 (2y) | ||
| Daniel E Pineiro | Registered representative | Sep 2024 (2y) | ||
| Michael Timothy Johnson | Registered representative | Oct 2024 (2y) | ||
| Debra S Hemphill | Registered representative | CFP | Oct 2024 (2y) | |
| Pierce E Dahlka | Registered representative | Oct 2024 (2y) | ||
| Christopher J Lundgren | Registered representative | Oct 2024 (2y) | ||
| Adam Joseph Kron | Registered representative | Oct 2024 (2y) | ||
| Jennifer Lee Sage | Registered representative | Nov 2024 (2y) | ||
| Tadao Okamoto | Registered representative | CFP | Nov 2024 (2y) | |
| Dylan Vasbinder | Registered representative | Nov 2024 (2y) | ||
| Joseph M Ausmus | Registered representative | Nov 2024 (2y) | ||
| Ryan A Stevenson | Registered representative | Nov 2024 (2y) | ||
| Mycha Morgan Marshall | Registered representative | CFP | Nov 2024 (2y) | |
| Andrew C Thomas | Registered representative | Dec 2024 (2y) | ||
| Eric Soto | Registered representative | Dec 2024 (2y) | ||
| Brandon J Bervig | Registered representative | Jan 2025 (2y) | ||
| Benjamin C Damsgaard | Registered representative | Jan 2025 (2y) | ||
| Bansari Patel | Registered representative | Jan 2025 (2y) | ||
| Elisabeth B La Belle | Registered representative | Jan 2025 (2y) | ||
| Katelyn Michelle Kessinger | Registered representative | Feb 2025 (1y) | ||
| Breton S Freebing | Registered representative | Feb 2025 (1y) | ||
| Scott T Wasilkoff | Registered representative | Mar 2025 (1y) | ||
| David Harold Applestein | Registered representative | Mar 2025 (1y) | ||
| Lindsey E Neal | Registered representative | Mar 2025 (1y) | ||
| Joshua Michael Vlna | Registered representative | Mar 2025 (1y) | ||
| Dylan Moeder | Registered representative | Apr 2025 (1y) | ||
| Thomas S Van Dean | Registered representative | Apr 2025 (1y) | ||
| David E Cosimano | Registered representative | Apr 2025 (1y) | ||
| Micah Wood | Registered representative | Apr 2025 (1y) | ||
| Daniel I Chukwu | Registered representative | Apr 2025 (1y) | ||
| Matthew Allen Holmes | Registered representative | Apr 2025 (1y) | ||
| Kristina Baumann | Registered representative | May 2025 (1y) | ||
| Michael Fox | Registered representative | May 2025 (1y) | ||
| Patrick R Wheeler | Registered representative | May 2025 (1y) | ||
| Dennis A Strittmatter | Registered representative | May 2025 (1y) | ||
| Angela J Rojas | Registered representative | May 2025 (1y) | ||
| Patrick C Fornadel | Registered representative | May 2025 (1y) | ||
| Zalen A Griffin | Registered representative | Jun 2025 (1y) | ||
| Christopher Marcum | Registered representative | Chartered Financial Consultant | Jun 2025 (1y) | |
| Kevin Christopher Chandler | Registered representative | Jul 2025 (1y) | ||
| Edgar Escalera | Registered representative | Jul 2025 (1y) | ||
| Benjamin Enrique Echegoyen | Registered representative | CFP | Jul 2025 (1y) | |
| Loukas Sotiropoulos | Registered representative | Aug 2025 (1y) | ||
| Thomas Salamone | Registered representative | Aug 2025 (1y) | ||
| Constance L Kennedy | Registered representative | Aug 2025 (1y) | ||
| Dylan A Menefee | Registered representative | Sep 2025 (1y) | ||
| Isaac S Lee | Registered representative | Sep 2025 (1y) | ||
| Tiffany C Eley | Registered representative | Sep 2025 (1y) | ||
| Michael David Moschetta | Registered representative | Sep 2025 (1y) | ||
| Angelo M Jaques | Registered representative | Oct 2025 (1y) | ||
| Candice Antionette Elam | Registered representative | Oct 2025 (1y) | ||
| Eric M Dickson | Registered representative | Oct 2025 (1y) | ||
| Gavin C Chasney | Registered representative | Oct 2025 (1y) | ||
| Juanita D Padilla | Registered representative | Oct 2025 (1y) | ||
| Sydney A Wingate | Registered representative | Oct 2025 (1y) | ||
| Bailey Domer | Registered representative | Oct 2025 (1y) | ||
| Jason A Policastro | Registered representative | CFP | Oct 2025 (1y) | |
| Dominic Isiah Mcleod | Registered representative | Oct 2025 (1y) | ||
| Courtney L Carlson | Registered representative | Oct 2025 (1y) | ||
| Eduardo J Gelpi | Registered representative | Nov 2025 (1y) | ||
| Christopher Jian Huang | Registered representative | Nov 2025 (1y) | ||
| John A Buscemi | Registered representative | Nov 2025 (1y) | ||
| Mark Aaron Shusterman | Registered representative | Dec 2025 (1y) | ||
| Sullivan J Beck Winter | Registered representative | Dec 2025 (1y) | ||
| Mark J Franklin | Registered representative | Dec 2025 (1y) | ||
| Benjamin E Campeau | Registered representative | Jan 2026 (1y) | ||
| Andrew Wayne Snyder | Registered representative | Jan 2026 (1y) | ||
| Thomas C Ervin | Registered representative | Jan 2026 (1y) | ||
| Cody B Cassel | Registered representative | Jan 2026 (1y) | ||
| Jacob T Linden | Registered representative | Feb 2026 (0y) | ||
| Kevin Lee Mayjor | Registered representative | Feb 2026 (0y) | ||
| Andrew Jacob Schwartz | Registered representative | Feb 2026 (0y) | ||
| Nony Persichitti | Registered representative | Feb 2026 (0y) | ||
| John Franklin Pyles | Registered representative | CFP | Mar 2026 (0y) | |
| Andres Raul Pineiro | Registered representative | Mar 2026 (0y) | ||
| Lora Ingrid Jose Untalan | Registered representative | Mar 2026 (0y) | ||
| Devin T Kicklighter | Registered representative | Mar 2026 (0y) | ||
| Susan L Rednour | Registered representative | Apr 2026 (0y) | ||
| Juliana R Gingerich | Registered representative | Apr 2026 (0y) | ||
| Christopher Charles Edwards | Registered representative | Apr 2026 (0y) | ||
| Ryan Cain | Registered representative | Apr 2026 (0y) | ||
| Angelito R Caballero | Registered representative | Apr 2026 (0y) | ||
| Jonathan L Webb | Registered representative | CFP | Apr 2026 (0y) | |
| Martin Kangah | Registered representative | Apr 2026 (0y) | ||
| Johnathan Daniel Gutierrez | Registered representative | May 2026 (0y) | ||
| Ahmadou Moussa Dambo | Registered representative | May 2026 (0y) | ||
| Daniel J Kraft | Registered representative | May 2026 (0y) | ||
| Jennifer Schmalzer | Registered representative | May 2026 (0y) | ||
| Jonathan Charles Jaime Paez | Registered representative | May 2026 (0y) | ||
| Richard E Sweeney | Registered representative | May 2026 (0y) | ||
| Paul C Ehret | Registered representative | Jun 2026 (0y) | ||
| Ethan Kozel | Registered representative | Jun 2026 (0y) | ||
| Mc Kenzie J Lannon | Registered representative | CFP | Jun 2026 (0y) | |
| Tiram Guy Simmons | Registered representative | Jun 2026 (0y) | ||
| Joshua W Joseph | Registered representative | Jun 2026 (0y) | ||
| Brianna Martin | Registered representative | Jun 2026 (0y) | ||
| Jillian M Lovelace | Registered representative | Jun 2026 (0y) | ||
| Leah Powell | Registered representative | Jun 2026 (0y) | ||
| Jermaine J Wright | Registered representative | Jun 2026 (0y) | ||
| Trevor Alexander Lane | Registered representative | Jun 2026 (0y) | ||
| Charlene Michelle Thompson | Registered representative | Jun 2026 (0y) | ||
| Joshua W Clem | Registered representative | Jun 2026 (0y) | ||
| Andre M Brown | Registered representative | Jun 2026 (0y) | ||
| Anton M Daire | Registered representative | Jul 2026 (0y) | ||
| Samuel J Hulett | Registered representative | Jul 2026 (0y) | ||
| Devante Fitzgerald Wall | Registered representative | Jul 2026 (0y) | ||
| Isabella M Marrero | Registered representative | Jul 2026 (0y) | ||
| Sean T Potter | Registered representative | Jul 2026 (0y) | ||
| Eli Mc Danel | Registered representative | Jul 2026 (0y) | ||
| Raylonte Marqui Roach | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| T. Rowe Price Group, Inc. | Direct Owner | Sep 2000 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 1.74 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • SEE SCHEDULE D
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $5.9B (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗