Fulton Breakefield Broenniman,Llc
- Regulatory AUM
- $2.4B
- Discretionary
- $2.4B
- Clients
- 1,012
- Avg AUM / client
- $2.4M
- Accounts
- 3,187
- Employees
- 21
AUM over time
Annual snapshots from Form ADV filings · as of Mar 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 988 | $2.1B | 88.9% |
| High net worth individuals | 16 | $246M | 10.3% |
| Charitable organizations | 8 | $18.3M | 0.76% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Fulton, Susan, Breakefield | Founder | Mar 2001 (25y) | 25% – 50% | |
| Stein Andre Olavsrud | Chief Compliance Officer, Evp | CFP | Jun 2004 (22y) | 10% – 25% |
| Michael John Mussio | President | CFP CFA | Jun 2010 (16y) | 25% – 50% |
| Simpson, Bridget, Marie | Director Of Operations | Feb 2017 (10y) | 5% – 10% | |
| Maggi Mary Keating | Registered representative | CFP | Jun 2004 (22y) | |
| Jaime Guillermo Quiros | Registered representative | CFP | Sep 2014 (12y) | |
| Jane De Lashmutt O'mara | Registered representative | CFP | Sep 2014 (12y) | |
| John P Petrofsky | Registered representative | CFA | Oct 2017 (9y) | |
| Mel Joseph Casey | Registered representative | CFA | Nov 2021 (5y) | |
| Danish Jawaid | Registered representative | CFA | Dec 2021 (5y) | |
| Alejandro Alan Vela | Registered representative | CFP | Feb 2022 (4y) | |
| Martha Callahan | Registered representative | CFP | Jan 2023 (4y) | |
| Jennifer Amy Scher | Registered representative | CFP | Feb 2023 (3y) |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $2.2B (94% of AUM) Mar 2026
- Fidelity Brokerage Services $100M (6% of AUM) Jan 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗