AUMdb
FN

Financial Network Specialists Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 109037 · SEC file 801-132100 ·
☆ Save with Pro ADV data as of Feb 04, 2026
Regulatory AUM
$130M
Discretionary
$109M
Clients
36
Avg AUM / client
$3.6M
Accounts
141
Employees
1

AUM over time

$55.0M $130M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 04, 2026

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 36 $130M 100.0%

People (1)

NameRole / titleCredentialsWith firm sinceOwnership
Miller, Mitchell, Don President/Chief Compliance Officer May 1997 (29y) 50% – 75%

Undisclosed: 25% – 50% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/04/2026 998 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Fixed fees

Services

  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.

View current Form ADV (SEC/IAPD) ↗