Refinitiv Global Markets Inc.
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 462
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 30
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 113 | $0 | — |
| Pooled investment vehicles (non-investment companies) | 18 | $0 | — |
| State or municipal government entities | 28 | $0 | — |
| Other investment advisers | 167 | $0 | — |
| Insurance companies | 14 | $0 | — |
| Corporations and other businesses | 118 | $0 | — |
| Other | 4 | $0 | — |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patel, Rachna, Jagadishbhai | Chief Compliance Officer, Secretary | Mar 2009 (17y) | Less than 5% | |
| Vonella, Domenic, Paul | President, Director | Mar 2014 (12y) | Less than 5% | |
| Swift, Matthew, Todd | Vice President, Director | Dec 2020 (6y) | Less than 5% | |
| Schwartzman, Eric, Steven | Assistant Secretary | Dec 2020 (6y) | Less than 5% | |
| Movtady, Gisoo | Assistant Secretary | Mar 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lsega, Inc. | Direct Shareholder | Jan 2021 | A | 75% or more |
| Refinitiv Parent Limited | Shareholder | Jan 2024 | B | ≈ 42.19% – 100% via Lseg Us Holdco, Inc. |
| Lseg Us Holdco, Inc. | Shareholder | Jan 2024 | B | ≈ 56.25% – 100% via Lsega, Inc. |
| London Stock Exchange Group Plc | Shareholder | Jan 2021 | B | ≈ 21.09% – 75% via Refinitiv Parent Limited |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Refinitiv Parent Limited: 75% – 100% of Lseg Us Holdco, Inc. × 75% – 100% of Lsega, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Lseg Us Holdco, Inc.: 75% – 100% of Lsega, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- London Stock Exchange Group Plc: 50% – 75% of Refinitiv Parent Limited × 75% – 100% of Lseg Us Holdco, Inc. × 75% – 100% of Lsega, Inc. × 75% – 100% direct ≈ 21.09% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Subscription fees
- • Fixed fees
Services
- • Publication of periodicals or newsletters
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗