N
N
Wealth Manager · Small ($100M–$1B)
CRD 109265
·
☆ Save with Pro
ADV data as of Feb 24, 2025
- Regulatory AUM
- $299M
- Discretionary
- $299M
- Clients
- 105
- Avg AUM / client
- $2.8M
- Accounts
- 458
- Employees
- 3
AUM over time
$75.8M
$299M
Feb 9, 2012
Feb 24, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 29 | $19.3M | 6.45% |
| High net worth individuals | 76 | $280M | 93.5% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $295M (99% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2025.