Lasalle Investment Management, Inc.

Allegations: SEC ALLEGED THAT JLL WAS THE CAUSE OF VIOLATIONS BY CERTAIN OF ITS OFFICERS AND DIRECTORS OF CERTAIN FEDERAL SECURITIES LAWS AND SEC RULES REQUIRING PROMPT REPORTING ON SEC FORMS OF TRANSACTIONS AND HOLDINGS, WHICH LED TO INACCURATE STATEMENTS IN JLL'S PROXY STATEMENT WITH RESPECT TO THE TIMELY FILING OF SUCH FORMS. Status: Final Sanction Detail: TOTAL FINE: $150,000. 100% OF THE FINE WAS LEVIED AGAINST JONES LANG LASALLE INCORPORATED. THE FINE WAS PAID BY JONES LANG LASALLE INCORPORATED ON 9-16-2014. Summary: ON 10 SEPTEMBER 2014, THE US SECURITIES EXCHANGE COMMISSION ANNOUNCED THAT IT ACCEPTED JLL'S OFFER TO SETTLE PROCEEDINGS INITIATED BY THE SEC IN RELATION TO CERTAIN FEDERAL SECURITIES LAWS AND SEC RULES REQUIRING PROMPT REPORTING OF TRANSACTIONS AND HOLDINGS. IN PARTICULAR, THE SEC'S SETTLEMENT ORDER CONCERNED THE SETTLEMENT OF ENFORCEMENT ACTIONS RELATING TO THE LATE FILING OF FORMS THAT DISCLOSE CHANGES IN OWNERSHIP OF STOCK OWNED BY EXECUTIVE OFFICERS AND DIRECTORS AT THE JLL HOLDING COMPANY LEVEL. ALL OF JLL'S FILINGS INCLUDED AS PART OF THE SETTLEMENT RELATED TO RESTRICTED STOCK UNITS GRANTED TO OFFICERS AND DIRECTORS AS PART OF JLL'S EQUITY COMPENSATION PLANS. THE SETTLEMENT PROVIDES FOR JLL TO PAY A US $150,000 PENALTY TO THE SEC AND TO CEASE AND DESIST FROM ANY CURRENT OR FUTURE VIOLATIONS. IN ACCEPTING THE SETTLEMENT, THE SEC ACKNOWLEDGED JLL'S COOPERATION AND REMEDIAL ACTS UNDERTAKEN BY JLL.