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Institutional / Pension Advisor · Small ($100M–$1B)
CRD 109329
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ADV data as of Feb 27, 2025
- Regulatory AUM
- $743M
- Discretionary
- $711M
- Clients
- 805
- Avg AUM / client
- $923K
- Accounts
- 1,205
- Employees
- 6
AUM over time
$118M
$743M
Apr 11, 2012
Feb 27, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 149 | $52.1M | 7.01% |
| High net worth individuals | 157 | $258M | 34.7% |
| Pension and profit sharing plans | 494 | $423M | 56.9% |
| Charitable organizations | 2 | $9.3M | 1.26% |
| Corporations and other businesses | 3 | $1.1M | 0.15% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • PERCENTAGE RETIREMENT ASSETS UNDER ADVISEMENT
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $330M (44% of AUM) Feb 2025
- Matrix Trust Company $153M (23% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2025.