Yukon Wealth Management, Inc.
- Regulatory AUM
- $467M
- Discretionary
- $467M
- Clients
- 91
- Avg AUM / client
- $5.1M
- Accounts
- 355
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 50 | $15.0M | 3.21% |
| High net worth individuals | 41 | $452M | 96.8% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Robert Hanahan | President/Owner/Cco | Sep 1994 (32y) | 75% or more | |
| Catherine C Hollingsworth | Registered representative | Jan 2015 (12y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FROM 6/25/05 THROUGH 5/31/06 YUKON EMPLOYED AN UNREGISTERED INVESTMENT ADVISORY REPRESENTATIVE DUE TO AN ADMINISTRATIVE MIXUP. Status: Final Sanction Detail: $3,000 FINE WAS PAID 10/18/2006 TO THE KANSAS SECURITIES COMMISSIONER Summary: KANSAS SECURITIES COMMISSIONER ALLEGED YUKON'S EMPLOYEE FAILED TO FILE HIS FORM U4 WHEN HE BEGAN WORKING FOR YUKON. WISHING TO OBTAIN DISPOSITION OF THIS MATTER QUICKLY, YUKON SIGNED A CONSENT ORDER WITHOUT ADMITING NOR DENYING THE ALLEGATIONS OF THE KANSAS SECURITIES COMMISSIONER.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Other fees
- • CONSULTING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $467M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗