Compass Financial Services, Inc.
- Regulatory AUM
- $407M
- Discretionary
- $407M
- Clients
- 1,105
- Avg AUM / client
- $369K
- Accounts
- 1,909
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 788 | $137M | 33.7% |
| High net worth individuals | 317 | $265M | 65.1% |
| Charitable organizations | Fewer than 5 clients | $1.2M | 0.29% |
| Corporations and other businesses | Fewer than 5 clients | $3.7M | 0.9% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Anthony Conard | Shareholder | CFP | Oct 2004 (22y) | 25% – 50% |
| Caleb Wellington Pearson | Chief Compliance Officer | Jul 2013 (13y) | 10% – 25% | |
| Guy Allen Duane Leman | Shareholder | CFP | Sep 2013 (13y) | 10% – 25% |
| Greer, Julie, Kay | Shareholder | Jan 2017 (10y) | 10% – 25% | |
| Justin Edwin Van Houten | Chief Executive Officer | Aug 2019 (7y) | 25% – 50% | |
| Michele Ann Bjorkgren | Registered representative | Mar 2013 (13y) | ||
| Alan David Hulstein | Registered representative | Sep 2022 (4y) | ||
| Steven Kent Tallman | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- LPL Financial $407M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.
View current Form ADV (SEC/IAPD) ↗