Redw Wealth Llc
- Regulatory AUM
- $869M
- Discretionary
- $821M
- Clients
- 403
- Avg AUM / client
- $2.2M
- Accounts
- 892
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 263 | $103M | 11.9% |
| High net worth individuals | 107 | $319M | 36.7% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 23 | $393M | 45.2% |
| Charitable organizations | 7 | $24.7M | 2.84% |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 3 | $29.5M | 3.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Garcia Dealerships 401(k) Profit Sharing Plan Garcia Imports, Inc. Dba Garcia Honda | 2024 | |
| District Medical Group, Inc. Profit Sharing And 401(k) Plan & Trust District Medical Group, Inc. | 2024 |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cogan, Steven, Robert | Managing Principal | Oct 1999 (27y) | 5% – 10% | |
| Montoya, James, Francisco | Principal | Jan 2008 (19y) | 5% – 10% | |
| Tyhurst, Christopher, Wayne | Principal | Jan 2008 (19y) | 5% – 10% | |
| Friend, Tom, Lee | Principal | Nov 2012 (14y) | 5% – 10% | |
| Kamal, Akm, Mustafa | Principal | Jan 2018 (9y) | 5% – 10% | |
| Willingham, Dean, Nester | Principal | Jan 2018 (9y) | 5% – 10% | |
| Chelius, Michael, David | Principal | Jan 2019 (8y) | 5% – 10% | |
| Gerlach, Anthony, Richard | Principal | Jan 2021 (6y) | 5% – 10% | |
| Bundy, Jessica, Lynn | Principal | Jan 2022 (5y) | 5% – 10% | |
| Fridley, Jamie, Scott | Principal | Jan 2022 (5y) | 5% – 10% | |
| Largay, Jeffrey, Otto | Principal | Jan 2023 (4y) | 5% – 10% | |
| Ortiz, James, Arthur | Principal | Jan 2023 (4y) | 5% – 10% | |
| Foltyn, Brian | Principal | Jan 2024 (3y) | 5% – 10% | |
| Hatcher, Douglas, Malcolm | Principal | Sep 2024 (2y) | Less than 5% | |
| James Robert Karberg | Chief Compliance Officer | CFP | Sep 2024 (2y) | Less than 5% |
| Prine, Kerry, Neil | Chief Operating Officer | Sep 2024 (2y) | Less than 5% | |
| Dorine Beverly Sanchez | Registered representative | CFP | Mar 2006 (20y) | |
| Carl M Alongi | Registered representative | Personal Financial Specialist | Nov 2009 (17y) | |
| Roman A. Sandoval | Registered representative | Jun 2021 (5y) | ||
| Jude Vincent Gleason | Registered representative | CFP | Sep 2021 (5y) | |
| Bryan Robert Giron | Registered representative | Feb 2024 (2y) | ||
| Scott Andrew Birmingham | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Seth Aaron Sas | Registered representative | May 2026 (0y) | ||
| Lucas Clark | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Redw Llc | Parent Company | Oct 1999 | A | Less than 5% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Garcia Dealerships 401(k) Profit Sharing Plan | Garcia Imports, Inc. Dba Garcia Honda | 209 | $8.6M | 01/01/2024 |
| District Medical Group, Inc. Profit Sharing And 401(k) Plan & Trust | District Medical Group, Inc. | 780 | $300M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • NEGOTIATED FEES FOR BUNDLED SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Voya $175M (20% of AUM) Jul 2026
- Charles Schwab & Co. $150M (17% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗