Trinity Wealth Advisors, L.L.C.
- Regulatory AUM
- $282M
- Discretionary
- $231M
- Clients
- 132
- Avg AUM / client
- $2.1M
- Accounts
- 540
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $19.6M | 6.95% |
| High net worth individuals | 81 | $252M | 89.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.8M | 1.71% |
| Charitable organizations | Fewer than 5 clients | $4.8M | 1.72% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Stange Law Firm, Pc 401(k) Profit Sharing Plan Stange Law Firm Pc | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Barry Evens | Partner | CFP | Jul 2004 (22y) | 10% – 25% |
| James Edward Matush | Ceo/Coo/Partner | CFP | Jul 2004 (22y) | 50% – 75% |
| Alan M Smith | Chief Compliance Officer | CFP | Sep 2016 (10y) | Less than 5% |
| Eric Paul Steiner | Managing Director | CFP | Apr 2019 (7y) | Less than 5% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Stange Law Firm, Pc 401(k) Profit Sharing Plan | Stange Law Firm Pc | 79 | $1.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WE WERE NOTIFIED BY STATE OF FAILURE TO SUBMIT A STATE NOTICE FILING EVEN THOUGH THE FIRM IS UNDER SEC REGULATION. UPON OUR REVIEW OF THE INITIAL SETUP OF OUR INVESTMENT ADVISORY FIRM (OCT 1997) BY OUR ATTORNEYS, WE HAD FOUND THE ATTORNEYS FAILED TO COMPLETE A NOTICE FILING WITH THE STATE. Status: Final Sanction Detail: PAID 03/04/2002 $4,250 Summary: WE WERE NOTIFIED BY STATE OF FAILURE TO SUBMIT A STATE NOTICE FILING EVEN THOUGH THE FIRM IS UNDER SEC REGULATION. UPON OUR REVIEW OF THE INITIAL SETUP OF OUR INVESTMENT ADVISORY FIRM (OCT 1997) BY OUR ATTORNEYS, WE HAD FOUND THE ATTORNEYS FAILED TO COMPLETE A NOTICE FILING WITH THE STATE. CONSENT ORDER BY STATE 3/4/2002 PAID FINE $4,250.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $243M (86% of AUM) Mar 2026
- Pershing $44.8M (16% of AUM) Mar 2023
- Fidelity Brokerage Services $35.2M (15% of AUM) Dec 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗