Access Financial Resources Inc.
- Regulatory AUM
- $411M
- Discretionary
- $389M
- Clients
- 644
- Avg AUM / client
- $638K
- Accounts
- 2,458
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 383 | $96.0M | 23.4% |
| High net worth individuals | 89 | $124M | 30.1% |
| Pension and profit sharing plans | 160 | $188M | 45.8% |
| Corporations and other businesses | 12 | $3.0M | 0.72% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Midstate Bancorp, Inc. 401(k) Plan Midstate Bancorp, Inc. | 2024 | |
| Bob Mills Furniture Co. Llc 401(k) Psp Bob Mills Furniture Company Llc | 2024 | |
| Van Eaton Ready Mix 401(k) Plan Van Eaton Ready Mix, Inc. | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Troy Emery Jones | Secretary Of Treasury | CFP | Jan 1992 (35y) | Less than 5% |
| Robert Lee Woody | Trustee | Oct 2001 (25y) | Less than 5% | |
| Jeffrey Allan Ashford | Trustee | CFP | Jan 2002 (25y) | Less than 5% |
| William Paul Atkinson | Trustee | CFP | Jan 2008 (19y) | Less than 5% |
| Beth Ellen Lewis | Registered representative | Oct 2015 (11y) | ||
| Sherry Jean Prader | Registered representative | Dec 2016 (10y) | ||
| Kelsey Nicole Cagle | Registered representative | Nov 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Troy E. Jones Revocable Trust | Owner | Nov 2011 | A | 25% – 50% |
| Woody Family Trust | Owner | Oct 2021 | A | 25% – 50% |
| Jeffrey A. Ashford Living Trust | Owner | Oct 2021 | A | 25% – 50% |
| Atkinson Family Trust | Owner | Oct 2021 | A | 25% – 50% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Midstate Bancorp, Inc. 401(k) Plan | Midstate Bancorp, Inc. | 174 | $9.8M | 01/01/2024 |
| Bob Mills Furniture Co. Llc 401(k) Psp | Bob Mills Furniture Company Llc | 390 | $12.9M | 01/01/2024 |
| Van Eaton Ready Mix 401(k) Plan | Van Eaton Ready Mix, Inc. | 486 | $5.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WHILE LEWIS (FORMERLY DUTOIT) WAS ASSOCIATED WITH EDWARD JONES, SHE HAD CUSTOMERS SIGN A BLANK FORM TO FACILITATE THE TRANSFER OF MULTIPLE ACCOUNTS TO EDWARD JONES RATHER THAN HAVE THE CUSTOMERS SIGN TRANSFER REQUEST FORMS FOR EACH OF THE ACCOUNTS TRANSFERRED. LEWIS (FORMERLY DUTOIT) WAS PERMITTED TO RESIGN DURING EDWARD JONES' S INTERNAL REVIEW OF THESE FORMS. LEWIS (FORMERLY DUTOIT) THEN BECAME ASSOCIATED WITH UNITED. THEREAFTER, LEWIS (FORMERLY DUTOIT) FALSIFIED THE SIGNATURE OF A CUSTOMER ON AN ELECTRONIC TRANSFER FORM MOVING FUNDS FROM A HUSBAND'S CHECKING ACCOUNT TO THE COUPLE'S JOINT BROKERAGE ACCOUNT. IN VIEW OF THE FOREGOING, LEWIS (FORMERLY DUTOIT) CAUSED HER FINRA MEMBER FIRMS TO MAINTAIN INACCURATE BOOKS AND RECORDS, IN VIOLATION OF FINRA RULES 4511 AND 2010. THERE WERE NO ALLEGATIONS BY EDWARD JONES OR UNITED PLANNERS OF CONVERSION OR MISAPPROPRIATION OF CLIENT FUNDS. Status: Final Sanction Detail: A $5,000 FINE; AND A THREE-MONTH SUSPENSION FROM ASSOCIATING WITH ANY FINRA MEMBER FIRM IN ALL CAPACITIES Summary: PLEASE SEE BETH LEWIS (FORMERLY DUTOIT) DRP UNDER HER FILED U4.
Allegations: RESPONDENT, BETH LEWIS (FORMERLY DUTOIT) COPIED A CLIENT'S SIGNATURE ONTO A FORM WITHOUT CLIENT'S KNOWLEDGE. THERE WERE NO ALLEGATIONS OF CONVERSION OR MISAPPROPRIATION OF CLIENT FUNDS. Status: Final Sanction Detail: SIX MONTHS SUSPENSION. TWO YEARS HEIGHTENED SUPERVISION. Summary: SIX MONTHS SUSPENSION. TWO YEARS HEIGHTENED SUPERVISION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $411M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗